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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

CRD 106454

FAIRHOPE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdd4da19-a971-2e80-1041-581a2ace0f1a

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2011 to Mar 27, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $424MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $424M
Private client RAUM: $422MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $212Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 201
Individual clients: 179
High net worth clients: 21
SEC number: 801-23973
CIK: 1430681
CRD: 106454
Filings on the tape: 26
First filed: Nov 18, 2011
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, AL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC OAKS KALLEN	n/a	CHARLOTTESVILLE, VA \| FAIRHOPE, AL	23	23	n/a	no
Alexander Theo Theodore	Certified Financial Planner	Fairhope, AL	6	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLISON, MARGARET, S	CHIEF COMPLIANCE OFFICER	Na	yes	01/2010	Nov 18, 2011	Mar 27, 2024
KALLEN, ERIC, OAKS	Member	E	yes	01/2003	Nov 18, 2011	Mar 27, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charlottesville	Va	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$424M	$424M	3	1	1	n/a	n/a
2024	Apr 22, 2025	$399M	$399M	3	1	1	n/a	n/a
2023	Mar 27, 2024	$396M	$396M	3	1	1	n/a	n/a
2022	Mar 23, 2023	$336M	$336M	4	1	1	n/a	n/a
2021	Mar 22, 2022	$387M	$387M	4	1	1	n/a	n/a
2020	Mar 31, 2021	$340M	$340M	2	0	1	n/a	n/a
2019	Apr 8, 2020	$313M	$313M	2	0	1	n/a	n/a
2018	Mar 27, 2019	$286M	$286M	2	1	1	n/a	n/a
2017	Mar 15, 2018	$282M	$282M	2	1	1	n/a	n/a
2016	Mar 2, 2017	$273M	$273M	4	2	n/a	n/a	n/a
2015	Mar 7, 2016	$252M	$252M	4	2	n/a	n/a	n/a
2014	Feb 5, 2015	$258M	$258M	3	2	n/a	n/a	n/a
2013	Feb 20, 2014	$250M	$250M	3	2	n/a	n/a	n/a
2012	Feb 15, 2013	$229M	$229M	5	4	n/a	n/a	n/a
2011	Mar 28, 2012	$209M	$209M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$424M	$399M	6.4%	$336M	8.1%	3	3	1	1

Relationships

Registered with (5)

← Alexander Theo TheodoreAdvisorregistration: current employment
Nov 13, 2019 to presentfactForm ADV
← ERIC OAKS KALLENAdvisorregistration: current employment
May 7, 2003 to presentfactForm ADV
← John Lytle JonesAdvisorregistration: previous registration
Nov 23, 2022 to May 5, 2023factForm ADV
← MARC ANDREW SMITHAdvisorregistration: previous registration
Oct 25, 2010 to Oct 15, 2012factForm ADV
← REUBEN FRANK STEWARTAdvisorregistration: previous registration
Dec 20, 2006 to Jul 14, 2008factForm ADV

Controls (2)

← KALLEN, ERIC, OAKSOwnerMEMBER, ownership code E, individual
Nov 18, 2011 to Mar 27, 2024factForm ADV
← ALLISON, MARGARET, SOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 18, 2011 to Mar 27, 2024factForm ADV

Dated events

Occurred
May 5, 2023
Advisor changed firm
John Lytle Jones left Hayek Kallen Investment Management L.L.C. for Strategic Wealth Management Solutions, Llc (registered 2025-02-10)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdd4da19-a971-2e80-1041-581a2ace0f1a
First observed: Nov 18, 2011
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

CRD 106454

FAIRHOPE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdd4da19-a971-2e80-1041-581a2ace0f1a

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC OAKS KALLEN

n/a

CHARLOTTESVILLE, VA | FAIRHOPE, AL

n/a

Alexander Theo Theodore

Certified Financial Planner

Fairhope, AL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLISON, MARGARET, S

CHIEF COMPLIANCE OFFICER

yes

01/2010

Nov 18, 2011

Mar 27, 2024

KALLEN, ERIC, OAKS

Member

yes

01/2003

Nov 18, 2011

Mar 27, 2024

City

State

Country

Employees

Also broker-dealer

Charlottesville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$424M

n/a

2024

Apr 22, 2025

$399M

n/a

2023

Mar 27, 2024

$396M

n/a

2022

Mar 23, 2023

$336M

n/a

2021

Mar 22, 2022

$387M

n/a

2020

Mar 31, 2021

$340M

n/a

2019

Apr 8, 2020

$313M

n/a

2018

Mar 27, 2019

$286M

n/a

2017

Mar 15, 2018

$282M

n/a

2016

Mar 2, 2017

$273M

n/a

2015

Mar 7, 2016

$252M

n/a

2014

Feb 5, 2015

$258M

n/a

2013

Feb 20, 2014

$250M

n/a

2012

Feb 15, 2013

$229M

n/a

2011

Mar 28, 2012

$209M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$424M

$399M

6.4%

$336M

8.1%