DFX Intelligence

K••• S•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

K••• S•••••• H•••••

Advisor at K••••• F••••••••• L••

Lake Balboa, CA | MOORPARK, CA

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Search this name across graphsid dfx:ria:fddca4a0-86d5-24d6-c1de-2617d987bb95

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• F••••••••• L••	Independent wealth	Sep 10, 2021	n/a	yes	MOORPARK, CA\|Lake Balboa, CA	Current employment
K••••• F••••••••• L••	n/a	Jan 2, 2018	Aug 1, 2021	no	Long Beach, CA\|Los Angeles, CA\|MOORPARK, CA\|Toluca Lake, CA\|Long Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• F••••••••• L••	K••••• F••••••••• L••	Aug 1, 2021	Sep 10, 2021	40	Firm change	Other
W•••••• I••••••••• S•••••••••	K••••• F••••••••• L••	Dec 31, 2017	Jan 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
171901:314950:CA:2021-08-01	Aug 1, 2021	Sep 10, 2021	LONG BEACH, CA	Firm change

Relationships

Registered with (4)

→ K••••• F••••••••• L••Registered adviserregistration: current employment
Sep 10, 2021 to presentfactForm ADV
→ K••••• F••••••••• L••Registered adviserregistration: previous registration
Jan 2, 2018 to Aug 1, 2021factForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 21, 2017 to Dec 31, 2017factForm ADV
→ F•••••••• W••• G••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fddca4a0-86d5-24d6-c1de-2617d987bb95
First observed: Apr 3, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.