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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ONE POINT NINE MANAGEMENT, LLC

CRD 309145

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdde30cc-ab2d-272d-0464-6d86e0626ab2

Data as of May 11, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: May 11, 2020 to May 11, 2020
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $250gross asset value as reported per fund; never fund size
SEC number: 801-118890
CRD: 309145
Filings on the tape: 1
First filed: May 11, 2020
Latest filed: May 11, 2020
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OPN SBA TALF FUND I, LLC	Other Private Fund	$250	May 11, 2020	0	May 11, 2020	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANTOLIK, JOHN, ANTHONY	Owner	E	yes	03/2019	May 11, 2020	May 11, 2020
ANTOLIK, JOHN, ANTHONY	President	Na	yes	04/2020	May 11, 2020	May 11, 2020
CALFO, LEE, ALBERT	Owner	D	yes	04/2020	May 11, 2020	May 11, 2020
GIANNONE, ANDREW, J	Owner	C	yes	04/2020	May 11, 2020	May 11, 2020
KIWI CAPITAL HOLDINGS	Owner	D	yes	04/2020	May 11, 2020	May 11, 2020
PAPATHEOHARIS, DIMITRIOS	Owner	D	yes	04/2020	May 11, 2020	May 11, 2020
PAPATHEOHARIS, DIMITRIOS	CHIEF INVESTMENT OFFICER	Na	yes	04/2020	May 11, 2020	May 11, 2020
REVL CAPITAL MANAGEMENT	Owner	C	yes	04/2020	May 11, 2020	May 11, 2020
AIM PARTNERS	Owner	B	no	04/2020	May 11, 2020	May 11, 2020
SWANSEN, THEODOR, ARTHUR	CHIEF COMPLIANCE OFFICER	Na	no	04/2020	May 11, 2020	May 11, 2020

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Relationships

Advises (1)

→ OPN SBA TALF FUND I, LLCPrivate fundOther Private Fund, IA
May 11, 2020 to presentfactForm ADV

Controls (6)

← ANTOLIK, JOHN, ANTHONYOwnerOWNER, ownership code E, individual
May 11, 2020 to presentfactForm ADV
← CALFO, LEE, ALBERTOwnerOWNER, ownership code D, individual
May 11, 2020 to presentfactForm ADV
← PAPATHEOHARIS, DIMITRIOSOwnerOWNER, ownership code D, individual
May 11, 2020 to presentfactForm ADV
← GIANNONE, ANDREW, JOwnerOWNER, ownership code C, individual
May 11, 2020 to presentfactForm ADV
← KIWI CAPITAL HOLDINGSOwnerOWNER, ownership code D, domestic entity
May 11, 2020 to presentfactForm ADV
← REVL CAPITAL MANAGEMENTOwnerOWNER, ownership code C, domestic entity
May 11, 2020 to presentfactForm ADV

Owns (2)

← SWANSEN, THEODOR, ARTHUROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 11, 2020 to presentfactForm ADV
← AIM PARTNERSOwnerOWNER, ownership code B, domestic entity
May 11, 2020 to presentfactForm ADV

Dated events

Occurred
May 11, 2020
First Form ADV filing
One Point Nine Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdde30cc-ab2d-272d-0464-6d86e0626ab2
First observed: May 11, 2020
Last observed: May 11, 2020 77 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ONE POINT NINE MANAGEMENT, LLC

CRD 309145

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdde30cc-ab2d-272d-0464-6d86e0626ab2

Data as of May 11, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OPN SBA TALF FUND I, LLC

Other Private Fund

$250

May 11, 2020

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANTOLIK, JOHN, ANTHONY

Owner

yes

03/2019

May 11, 2020

ANTOLIK, JOHN, ANTHONY

President

yes

04/2020

May 11, 2020

CALFO, LEE, ALBERT

Owner

yes

04/2020

May 11, 2020

GIANNONE, ANDREW, J

Owner

yes

04/2020

May 11, 2020

KIWI CAPITAL HOLDINGS

Owner

yes

04/2020

May 11, 2020

PAPATHEOHARIS, DIMITRIOS

Owner

yes

04/2020

May 11, 2020

PAPATHEOHARIS, DIMITRIOS

CHIEF INVESTMENT OFFICER

yes

04/2020

May 11, 2020

REVL CAPITAL MANAGEMENT

Owner

yes

04/2020

May 11, 2020

AIM PARTNERS

Owner

04/2020

May 11, 2020

SWANSEN, THEODOR, ARTHUR

CHIEF COMPLIANCE OFFICER

04/2020

May 11, 2020

City

State

Country

Employees

Also broker-dealer

n/a