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Advisor at CHARLES SCHWAB & CO., INC.
Dewitt, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Nov 13, 2025 | n/a | yes | Dewitt, NY | Current employment |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | May 13, 2024 | Oct 24, 2025 | no | Syracuse, NY|Marcellus, NY|BROOKLYN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | CHARLES SCHWAB & CO., INC. | Oct 24, 2025 | Nov 13, 2025 | 20 | Firm change | Ibd to ibd |