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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

John Jennings

Advisor at CETERA INVESTMENT ADVISERS LLC

DALLAS, TX

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Search this name across graphsid dfx:ria:fdeab03e-6977-c428-3de4-e5fed2e3e2d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 27, 2001
First registration: Nov 27, 2012
Dual registered: yes, broker-dealer
Other names: John Jennings|John Eric Jennings
IAPD individual key: 4322309

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	DALLAS, TX	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jul 14, 2020	Sep 5, 2025	no	DALLAS, TX\|Arlington, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 20, 2017	Jul 13, 2020	no	Westlake, TX\|Fort Worth, TX\|Indianapolis, IN\|Westlake, TX	Previous registration
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	Jul 10, 2017	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Jul 1, 2014	Dec 15, 2015	no	FORT WORTH, TX	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 27, 2012	Jun 24, 2013	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	AVANTAX ADVISORY SERVICES	Jul 13, 2020	Jul 14, 2020	1	Firm change	Ibd to ibd
FIRST COMMAND ADVISORY SERVICES	CHARLES SCHWAB & CO., INC.	Jul 10, 2017	Oct 20, 2017	102	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND ADVISORY SERVICES	Dec 15, 2015	Dec 15, 2015	0	Bulk transfer	Other
ADVICE AND PLANNING SERVICES	FIRST COMMAND FINANCIAL PLANNING, INC.	Jun 24, 2013	Jul 1, 2014	372	Firm change	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 14, 2020 to Sep 5, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 20, 2017 to Jul 13, 2020factForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to Jul 10, 2017factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Jul 1, 2014 to Dec 15, 2015factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 27, 2012 to Jun 24, 2013factForm ADV

Dated events

No dated event names this entity yet.