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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

EMM WEALTH

EXECUTIVE MONETARY MANAGEMENT, LLC, CRD 148963

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdecd54d-8589-a62b-f3ca-2728af200f5d

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 1
Observed: Mar 28, 2012 to Mar 29, 2019
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

record 7989cbcd

shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.3BItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $26.2M
Private client RAUM: $2.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 31
Advisory employees: 17
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 132
Individual clients: 17
High net worth clients: 109
Custody, client assets: $234M
SEC number: 801-69791
CRD: 148963
Filings on the tape: 13
First filed: Mar 28, 2012
Latest filed: Mar 29, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AARON, DAVID, ELLIOT	Member	F	yes	03/2009	Mar 28, 2013	Mar 29, 2019
AARON, DAVID, ELLIOT	CO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	03/2009	Mar 28, 2013	Mar 29, 2019
ABRAMOWITZ, LLOYD, MARK	Member	F	yes	03/2009	Jun 30, 2014	Mar 29, 2019
ABRAMOWITZ, LLOYD, MARK	CO-CHIEF EXECUTIVE OFFICER	Na	yes	03/2009	Jun 30, 2014	Mar 29, 2019
EMM GROUP, LLC	Member	E	yes	07/2008	Mar 28, 2012	Mar 29, 2019
EVANS, STUART, ASHLEY	CHIEF COMPLIANCE OFFICER	Na	yes	03/2018	Mar 26, 2018	Mar 29, 2019
OBRIEN, THOMAS, JOSEPH	CHIEF FINANCIAL OFFICER	Na	yes	11/2008	Mar 28, 2012	Mar 29, 2019
OBRIEN, THOMAS, JOSEPH	Member	F	yes	03/2009	Mar 28, 2012	Mar 29, 2019
AARON, WILLIAM, ERNEST	Member	F	no	11/2008	Mar 28, 2012	Mar 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SAGE ADVISORS, LLC	n/a	Asset manager	$366M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$2.3B	$26.2M	31	17	0	n/a	n/a
2017	Mar 26, 2018	$2.6B	$18.4M	35	17	0	n/a	n/a
2016	Mar 20, 2017	$2.3B	$8.3M	34	18	n/a	n/a	n/a
2015	Mar 24, 2016	$2.2B	$20.3M	35	14	n/a	n/a	n/a
2014	Mar 26, 2015	$2.7B	$23.4M	35	18	n/a	n/a	n/a
2013	Mar 28, 2014	$2.8B	$51.1M	34	18	n/a	n/a	n/a
2012	Mar 28, 2013	$2.6B	$30.6M	37	18	n/a	n/a	n/a
2011	Mar 28, 2012	$2.4B	$10.6M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$2.3B	$2.6B	-10.9%	$2.2B	1.7%	31	35	0	0

Relationships

Affiliated with (1)

→ SAGE ADVISORS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (5)

← EVANS, STUART, ASHLEYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2018 to presentfactForm ADV
← ABRAMOWITZ, LLOYD, MARKOwnerMEMBER, ownership code F, individual
Jun 30, 2014 to presentfactForm ADV
← OBRIEN, THOMAS, JOSEPHOwnerMEMBER, ownership code F, individual
Mar 28, 2012 to presentfactForm ADV
← AARON, DAVID, ELLIOTOwnerMEMBER, ownership code F, individual
Mar 28, 2013 to presentfactForm ADV
← EMM GROUP, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 28, 2012 to presentfactForm ADV

Owns (1)

← AARON, WILLIAM, ERNESTOwnerMEMBER, ownership code F, individual
Mar 28, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdecd54d-8589-a62b-f3ca-2728af200f5d
First observed: Mar 28, 2012
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EMM WEALTH

EXECUTIVE MONETARY MANAGEMENT, LLC, CRD 148963

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdecd54d-8589-a62b-f3ca-2728af200f5d

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AARON, DAVID, ELLIOT

Member

yes

03/2009

Mar 28, 2013

Mar 29, 2019

AARON, DAVID, ELLIOT

CO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

03/2009

Mar 28, 2013

Mar 29, 2019

ABRAMOWITZ, LLOYD, MARK

Member

yes

03/2009

Jun 30, 2014

Mar 29, 2019

ABRAMOWITZ, LLOYD, MARK

CO-CHIEF EXECUTIVE OFFICER

yes

03/2009

Jun 30, 2014

Mar 29, 2019

EMM GROUP, LLC

Member

yes

07/2008

Mar 28, 2012

Mar 29, 2019

EVANS, STUART, ASHLEY

CHIEF COMPLIANCE OFFICER

yes

03/2018

Mar 26, 2018

Mar 29, 2019

OBRIEN, THOMAS, JOSEPH

CHIEF FINANCIAL OFFICER

yes

11/2008

Mar 28, 2012

Mar 29, 2019

OBRIEN, THOMAS, JOSEPH

Member

yes

03/2009

Mar 28, 2012

Mar 29, 2019

AARON, WILLIAM, ERNEST

Member

11/2008

Mar 28, 2012

Mar 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SAGE ADVISORS, LLC

n/a

Asset manager

$366M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$2.3B

$26.2M

n/a

2017

Mar 26, 2018

$2.6B

$18.4M

n/a

2016

Mar 20, 2017

$2.3B

$8.3M

n/a

2015

Mar 24, 2016

$2.2B

$20.3M

n/a

2014

Mar 26, 2015

$2.7B

$23.4M

n/a

2013

Mar 28, 2014

$2.8B

$51.1M

n/a

2012

Mar 28, 2013

$2.6B

$30.6M

n/a

2011

Mar 28, 2012

$2.4B

$10.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$2.3B

$2.6B

-10.9%

$2.2B

1.7%