DFX Intelligence

E••• T••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

E••• T••••• L•••••••

Advisor at W••••• M••••••• L••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:fdedc560-13fd-a539-7249-7153a2b7ebb0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• M••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• M••••••• L••	State registered	Nov 4, 2025	n/a	yes	COLORADO SPRINGS, CO	Current employment
C•••••••• L•••	n/a	Aug 22, 2014	Jan 5, 2016	no	LITTLETON, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• L•••	W••••• M••••••• L••	Jan 5, 2016	Nov 4, 2025	3,591	Firm change after gap	Other

Relationships

Registered with (2)

→ W••••• M••••••• L••Registered adviserregistration: current employment
Nov 4, 2025 to presentfactForm ADV
→ C•••••••• L•••Registered adviserregistration: previous registration
Aug 22, 2014 to Jan 5, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdedc560-13fd-a539-7249-7153a2b7ebb0
First observed: Aug 22, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.