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Advisor at KESTRA ADVISORY SERVICES, LLC
Glendale, CA | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 3, 2023 | n/a | yes | Glendale, CA|AUSTIN, TX | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 1, 2023 | Oct 6, 2023 | no | GLENDALE, CA | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | May 16, 2011 | Sep 1, 2023 | no | NEWBURY PARK, CA|GLENDALE, CA | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jun 22, 2005 | May 17, 2011 | no | GLENDALE, CA|GLENDALE, CA | Previous registration |
| BFF WEALTH MANAGEMENT, INC. | State registered | Jul 1, 2002 | Jun 24, 2005 | no | PASADENA, CA | Previous registration |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | n/a | Jun 18, 2001 | Jul 11, 2005 | no | PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | KESTRA ADVISORY SERVICES, LLC | Oct 6, 2023 | Oct 3, 2023 | -3 | Firm change | Ibd to ibd |
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| NEXT FINANCIAL GROUP, INC. | SAGEPOINT FINANCIAL, INC. | May 17, 2011 | May 16, 2011 | -1 | Firm change | Other |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | BFF WEALTH MANAGEMENT, INC. | Jul 11, 2005 | Jul 1, 2002 | -1,106 | Firm change after gap | Other |
| BFF WEALTH MANAGEMENT, INC. | NEXT FINANCIAL GROUP, INC. | Jun 24, 2005 | Jun 22, 2005 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:283330:CA:2023-10-06 | Oct 6, 2023 | Oct 3, 2023 | GLENDALE, CA | Firm change |