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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SUMMIT FINANCIAL WEALTH ADVISORS

SUMMIT FINANCIAL OF LOUISIANA INC., CRD 152049

LAFAYETTE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdf2e003-9d93-4a64-89e8-f00141e890ac

Data as of Apr 2, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2012 to Apr 2, 2014
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $360MItem 5.F on the latest filing (2014-04-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $360M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 3
Accounts: 465
SEC number: 801-71021
CRD: 152049
Filings on the tape: 8
First filed: Jan 28, 2012
Latest filed: Apr 2, 2014
Organised: Corporation, Louisiana

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROUSSARD, SUZETTE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2009	Jan 28, 2012	Apr 2, 2014
DANIEL, DAVID, RUSSELL	MANAGING PARTNER	D	yes	12/2005	Jan 28, 2012	Apr 2, 2014
LAMBERT, TODD, FARRELL	Partner	C	yes	03/2010	Jan 28, 2012	Apr 2, 2014
PHARR, MICHAEL, EDWARD	Partner	C	yes	12/2011	Apr 16, 2013	Apr 2, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Jan 31, 2014	$360M	$360M	8	3	n/a	n/a	n/a
2012	Feb 13, 2013	$245M	$245M	8	3	n/a	n/a	n/a
2011	Jan 28, 2012	$56.0M	$56.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$360M	$245M	46.7%	n/a	n/a	8	8	n/a	n/a

Relationships

Controls (4)

← DANIEL, DAVID, RUSSELLOwnerMANAGING PARTNER, ownership code D, individual
Jan 28, 2012 to presentfactForm ADV
← LAMBERT, TODD, FARRELLOwnerPARTNER, ownership code C, individual
Jan 28, 2012 to presentfactForm ADV
← PHARR, MICHAEL, EDWARDOwnerPARTNER, ownership code C, individual
Apr 16, 2013 to presentfactForm ADV
← BROUSSARD, SUZETTEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 28, 2012 to presentfactForm ADV

Registered with (3)

← DAVID RUSSELL DANIELAdvisorregistration: previous registration
Sep 3, 2010 to May 23, 2014factForm ADV
← MICHAEL EDWARD PHARRAdvisorregistration: previous registration
May 11, 2010 to May 23, 2014factForm ADV
← SUZETTE BROUSSARDAdvisorregistration: previous registration
May 11, 2010 to May 23, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdf2e003-9d93-4a64-89e8-f00141e890ac
First observed: Jan 28, 2012
Last observed: Apr 2, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUMMIT FINANCIAL WEALTH ADVISORS

SUMMIT FINANCIAL OF LOUISIANA INC., CRD 152049

LAFAYETTE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdf2e003-9d93-4a64-89e8-f00141e890ac

Data as of Apr 2, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROUSSARD, SUZETTE

CHIEF COMPLIANCE OFFICER

yes

11/2009

Jan 28, 2012

Apr 2, 2014

DANIEL, DAVID, RUSSELL

MANAGING PARTNER

yes

12/2005

Jan 28, 2012

Apr 2, 2014

LAMBERT, TODD, FARRELL

Partner

yes

03/2010

Jan 28, 2012

Apr 2, 2014

PHARR, MICHAEL, EDWARD

Partner

yes

12/2011

Apr 16, 2013

Apr 2, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Jan 31, 2014

$360M

n/a

2012

Feb 13, 2013

$245M

n/a

2011

Jan 28, 2012

$56.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$360M

$245M

46.7%

n/a