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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

MICHAEL JOSEPH LUCIA

Advisor at INTEGRITY ALLIANCE, LLC

Poway, CA | URBANDALE, IA

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Search this name across graphsid dfx:ria:fe005ceb-abc5-bbed-9fdd-ec6b0f6dbeae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63
First exam: Apr 27, 1992
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: MICHAEL J LUCIA
IAPD individual key: 2229559

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Apr 3, 2018	n/a	yes	Poway, CA\|URBANDALE, IA	Current employment
H. BECK, INC.	Former SEC adviser	Jul 9, 2009	Apr 20, 2018	no	LONG BEACH, CA\|La Jolla, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 23, 2009	no	San Diego, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 17, 2007	Jun 1, 2009	no	SAN DIEGO, CA	Previous registration
RJL FINANCIAL NETWORK, L.L.C.	n/a	Apr 19, 2004	Feb 22, 2006	no	OMAHA, NE	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Dec 9, 1999	Aug 22, 2007	no	LAS VEGAS, NV\|SAN DIEGO, CA	Previous registration
THE ADVISORS GROUP, INC.	n/a	Jul 8, 1997	Sep 30, 2002	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H. BECK, INC.	INTEGRITY ALLIANCE, LLC	Apr 20, 2018	Apr 3, 2018	-17	Firm change	Ibd to RIA
MORGAN STANLEY	H. BECK, INC.	Jun 23, 2009	Jul 9, 2009	16	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
RAYMOND J. LUCIA COMPANIES, INC.	RJL FINANCIAL NETWORK, L.L.C.	Aug 22, 2007	Apr 19, 2004	-1,220	Firm change after gap	Other
RJL FINANCIAL NETWORK, L.L.C.	CITIGROUP GLOBAL MARKETS INC.	Feb 22, 2006	Aug 17, 2007	541	Firm change after gap	Other
THE ADVISORS GROUP, INC.	RAYMOND J. LUCIA COMPANIES, INC.	Sep 30, 2002	Dec 9, 1999	-1,026	Firm change after gap	Other

Relationships

Registered with (7)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Apr 3, 2018 to presentfactForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Jul 9, 2009 to Apr 20, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 23, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 17, 2007 to Jun 1, 2009factForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Dec 9, 1999 to Aug 22, 2007factForm ADV
→ RJL FINANCIAL NETWORK, L.L.C.Registered adviserregistration: previous registration
Apr 19, 2004 to Feb 22, 2006factForm ADV
→ THE ADVISORS GROUP, INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Sep 30, 2002factForm ADV

Dated events

No dated event names this entity yet.