DFX Intelligence

T••••• C••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

T••••• C••• A•••••

Advisor at A•••••• R••••••• C••••••

DALLAS, TX | SANTA ROSA BEACH, FL

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Search this name across graphsid dfx:ria:fe04340a-239e-9582-c3c9-3f1e91e439c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• R••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• R••••••• C••••••	Independent wealth	Jun 18, 2012	n/a	yes	DALLAS, TX\|DALLAS, TX\|SANTA ROSA BEACH, FL	Current employment
T••••••••• I••••••••• M••••••••• L••	n/a	Nov 2, 2007	Jun 9, 2009	no	CARROLTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• I••••••••• M••••••••• L••	A•••••• R••••••• C••••••	Jun 9, 2009	Jun 18, 2012	1,105	Firm change after gap	Other
N•• Y••• L••• I••••••••• M••••••••• L••	T••••••••• I••••••••• M••••••••• L••	Sep 14, 2004	Nov 2, 2007

Relationships

Registered with (3)

→ A•••••• R••••••• C••••••Registered adviserregistration: current employment
Jun 18, 2012 to presentfactForm ADV
→ T••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 2, 2007 to Jun 9, 2009factForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 29, 2002 to Sep 14, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe04340a-239e-9582-c3c9-3f1e91e439c1
First observed: May 29, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.