DFX Intelligence

L•••• M•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

L•••• M•••• P•••••••

Advisor at B•••• F•••••••• G••••

KEENE, NH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• F•••••••• G••••	Independent wealth	Oct 23, 2024	n/a	yes	KEENE, NH	Current employment
S•••••• P••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Nov 14, 2016	Oct 30, 2024	no	KEENE, NH\|STAMFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P••••••• I••••••••• A•••••••• L••	B•••• F•••••••• G••••	Oct 30, 2024	Oct 23, 2024	-7	Firm change	Ibd to new firm
W•••• F•••• A•••••••	S•••••• P••••••• I••••••••• A•••••••• L••	Nov 7, 2016	Nov 14, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283004:332057:CT:2024-10-30	Oct 30, 2024	Oct 23, 2024	STAMFORD, CT	Firm change
19616:283004:NH:2016-11-07	Nov 7, 2016	Nov 14, 2016	KEENE, NH	Firm change

Relationships

Registered with (4)

→ B•••• F•••••••• G••••Registered adviserregistration: current employment
Oct 23, 2024 to presentfactForm ADV
→ S•••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 14, 2016 to Oct 30, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Nov 7, 2016factForm ADV
→ A• G• E•••••• • S•••• I•••

Dated events

Order

Occurred
30 Oct 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 27, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.