DFX Intelligence

S•••••• R•• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

S•••••• R•• F••••••

Advisor at A•••••• R••••••• C••••••

DALLAS, TX | Dallas, TX

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Search this name across graphsid dfx:ria:fe05d72b-e741-8e24-a6d9-402313687019

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 24, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• R••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 9, 2013	n/a	yes	DALLAS, TX	Current employment
A•••••• R••••••• C••••••	Independent wealth	Jan 28, 2013	n/a	yes	Dallas, TX\|DALLAS, TX	Current employment

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 9, 2013 to presentfactForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: current employment
Jan 28, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe05d72b-e741-8e24-a6d9-402313687019
First observed: Mar 24, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.