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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

CHARLES DOMINIC DAYER WILD

Advisor at OSAIC WEALTH, INC.

OLD GREENWICH, CT

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Search this name across graphsid dfx:ria:fe07bbe3-9e1d-a528-e962-9099ddc1cea6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 31, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 7
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 31, 2001
First registration: Jun 28, 2005
Dual registered: yes, broker-dealer
Other names: CHUCK WILD
IAPD individual key: 4398116

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 22, 2019	n/a	yes	OLD GREENWICH, CT	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Jun 17, 2019	no	NORWALK, CT	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 19, 2010	Feb 14, 2018	no	NORWALK, CT\|APPLETON, WI	Previous registration
SUMMIT EQUITIES INC	Former SEC adviser	May 10, 2010	Oct 19, 2010	no	WHITE PLAINS, NY\|PARSIPPANY, NJ\|PARSIPPANY, NJ	Previous registration
SUMMIT FINANCIAL RESOURCES INC	Former SEC adviser	May 3, 2010	Oct 19, 2010	no	PARSIPPANY, NJ	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 4, 2009	Apr 28, 2010	no	DANBURY, CT\|HUNTINGTON BEACH, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, INC.	n/a	Apr 29, 2008	Sep 4, 2009	no	HUNTINGTON BEACH, CA\|DANBURY, CT	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jun 28, 2005	Oct 17, 2007	no	WHITE PLAINS, NY\|RYE BROOK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	OSAIC WEALTH, INC.	Jun 17, 2019	Jul 22, 2019	35	Firm change	RIA to ibd
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Other
SUMMIT EQUITIES INC	INVEST FINANCIAL CORPORATION	Oct 19, 2010	Oct 19, 2010	0	Firm change	Other
SUMMIT FINANCIAL RESOURCES INC	SUMMIT EQUITIES INC	Oct 19, 2010	May 10, 2010	-162	Firm change after gap	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	SUMMIT FINANCIAL RESOURCES INC	Apr 28, 2010	May 3, 2010	5	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Sep 4, 2009	Sep 4, 2009	0	Bulk transfer	Other
PARK AVENUE SECURITIES LLC	TRANSAMERICA FINANCIAL ADVISORS, INC.	Oct 17, 2007	Apr 29, 2008	195	Firm change	Other

Relationships

Registered with (8)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jul 22, 2019 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Jun 17, 2019factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 19, 2010 to Feb 14, 2018factForm ADV
→ SUMMIT FINANCIAL RESOURCES INCRegistered adviserregistration: previous registration
May 3, 2010 to Oct 19, 2010factForm ADV
→ SUMMIT EQUITIES INCRegistered adviserregistration: previous registration
May 10, 2010 to Oct 19, 2010factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 4, 2009 to Apr 28, 2010factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 29, 2008 to Sep 4, 2009factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jun 28, 2005 to Oct 17, 2007factForm ADV

Dated events

No dated event names this entity yet.