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Advisor at EDWARD JONES
VERSAILLES, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Sep 15, 2023 | n/a | yes | VERSAILLES, KY | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 15, 2022 | Sep 20, 2023 | no | LEXINGTON, KY | Previous registration |
| DUPREE FINANCIAL GROUP, LLC | Independent wealth | May 6, 2014 | Mar 11, 2022 | no | LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | EDWARD JONES | Sep 20, 2023 | Sep 15, 2023 | -5 | Firm change | Ibd to ibd |
| DUPREE FINANCIAL GROUP, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Mar 11, 2022 | Feb 15, 2022 | -24 | Firm change | RIA to ibd |