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RIA / WealthAdvisor18 years in industry

STEPHEN THEODORE BOUDREAU

Advisor at ALERA INVESTMENT ADVISORS, LLC

Acton, MA | DEERFIELD, IL

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Search this name across graphsid dfx:ria:fe29565c-840f-3b42-9ffd-86366b760cda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 10, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALERA INVESTMENT ADVISORS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 27, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 27, 2007
First registration: Mar 10, 2014
Dual registered: no
IAPD individual key: 2513397

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALERA INVESTMENT ADVISORS, LLC	Mixed wealth	Jan 31, 2025	n/a	yes	Acton, MA\|DEERFIELD, IL	Current employment
STRATEGIC RETIREMENT PLAN CONSULTANTS, INC.	State registered	May 16, 2018	Mar 6, 2026	no	ACTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2016	Nov 19, 2024	no	ACTON, MA	Previous registration
MMA SECURITIES LLC	No RAUM reported	May 2, 2016	May 13, 2016	no	Boston, MA\|Boston, MA\|NEW YORK, NY	Previous registration
MMC SECURITIES LLC	Former SEC adviser	Mar 10, 2014	Jan 6, 2016	no	NEW YORK, NY\|Boston, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC RETIREMENT PLAN CONSULTANTS, INC.	ALERA INVESTMENT ADVISORS, LLC	Mar 6, 2026	Jan 31, 2025	-399	Firm change after gap	Other
LPL FINANCIAL LLC	STRATEGIC RETIREMENT PLAN CONSULTANTS, INC.	Nov 19, 2024	May 16, 2018	-2,379	Firm change after gap	Ibd to state RIA
MMA SECURITIES LLC	LPL FINANCIAL LLC	May 13, 2016	May 18, 2016	5	Firm change	Other
MMC SECURITIES LLC	MMA SECURITIES LLC	Jan 6, 2016	May 2, 2016	117	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
292970:287906:MA:2026-03-06	Mar 6, 2026	Jan 31, 2025	ACTON, MA	Firm change after gap

Relationships

Registered with (5)

→ ALERA INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jan 31, 2025 to presentfactForm ADV
→ STRATEGIC RETIREMENT PLAN CONSULTANTS, INC.Registered adviserregistration: previous registration
May 16, 2018 to Mar 6, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 18, 2016 to Nov 19, 2024factForm ADV
→ MMA SECURITIES LLCRegistered adviserregistration: previous registration
May 2, 2016 to May 13, 2016factForm ADV
→ MMC SECURITIES LLCRegistered adviserregistration: previous registration
Mar 10, 2014 to Jan 6, 2016factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
Stephen Theodore Boudreau left Strategic Retirement Plan Consultants, Inc. for Alera Investment Advisors, Llc (registered 2025-01-31)
Form ADVobserved 3 days ago
Occurred
Nov 19, 2024
Advisor changed firm
Stephen Theodore Boudreau left Lpl Financial Llc for Strategic Retirement Plan Consultants, Inc. (registered 2018-05-16)
Form ADVobserved 3 days ago