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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P2INTERNATIONAL

P2INTERNATIONAL USA, INC., CRD 159831

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe2cc5fb-4c32-cecb-6892-9d17f80d180f

Data as of Mar 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2011 to Mar 26, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $128MItem 5.F on the latest filing (2012-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $128M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 46
SEC number: 801-72969
CRD: 159831
Filings on the tape: 4
First filed: Dec 13, 2011
Latest filed: Mar 26, 2012
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLIFFORD, JOHN, PATRICK	EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER	Na	yes	12/2011	Dec 13, 2011	Mar 26, 2012
KAPLAN, DENIS	CHAIRMAN & CHIEF EXECUTIVE OFFICER	Na	yes	12/2011	Dec 13, 2011	Mar 26, 2012
KAPLAN, MARK, JOEL	PRESIDENT & CHIEF DISTRIBUTION OFFICER	Na	yes	12/2011	Dec 13, 2011	Mar 26, 2012
LIEBOWITZ, ALAN	DEPUTY CHAIRMAN, GENERAL COUNSEL & SECRETARY	Na	yes	12/2011	Dec 13, 2011	Mar 26, 2012
LONDONO, RAFAEL	EXECUTIVE VICE PRESIDENT & CHIEF MARKETING OFFICER	Na	yes	12/2011	Dec 13, 2011	Mar 26, 2012
P2INTERNATIONAL, LTD.	DIRECT OWNER	E	yes	11/2011	Dec 13, 2011	Mar 26, 2012
PSA PLATFORM LIMITED	Shareholder	E	yes	02/2010	Dec 13, 2011	Mar 26, 2012
LANG, ROSEMARY	CHIEF COMPLIANCE OFFICER	Na	no	12/2011	Dec 13, 2011	Mar 26, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P2INTERNATIONAL, LTD.	n/a	n/a	n/a	Y	yes	n/a

Relationships

Controls (7)

← KAPLAN, DENISOwnerCHAIRMAN & CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 13, 2011 to presentfactForm ADV
← KAPLAN, MARK, JOELOwnerPRESIDENT & CHIEF DISTRIBUTION OFFICER, ownership code NA, individual
Dec 13, 2011 to presentfactForm ADV
← CLIFFORD, JOHN, PATRICKOwnerEXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 13, 2011 to presentfactForm ADV
← LIEBOWITZ, ALANOwnerDEPUTY CHAIRMAN, GENERAL COUNSEL & SECRETARY, ownership code NA, individual
Dec 13, 2011 to presentfactForm ADV
← LONDONO, RAFAELOwnerEXECUTIVE VICE PRESIDENT & CHIEF MARKETING OFFICER, ownership code NA, individual
Dec 13, 2011 to presentfactForm ADV
← P2INTERNATIONAL, LTD.OwnerDIRECT OWNER, ownership code E, foreign entity
Dec 13, 2011 to presentfactForm ADV
← PSA PLATFORM LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 13, 2011 to presentfactForm ADV

Owns (1)

← LANG, ROSEMARYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 13, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe2cc5fb-4c32-cecb-6892-9d17f80d180f
First observed: Dec 13, 2011
Last observed: Mar 26, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

P2INTERNATIONAL

P2INTERNATIONAL USA, INC., CRD 159831

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe2cc5fb-4c32-cecb-6892-9d17f80d180f

Data as of Mar 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLIFFORD, JOHN, PATRICK

EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER

yes

12/2011

Dec 13, 2011

Mar 26, 2012

KAPLAN, DENIS

CHAIRMAN & CHIEF EXECUTIVE OFFICER

yes

12/2011

Dec 13, 2011

Mar 26, 2012

KAPLAN, MARK, JOEL

PRESIDENT & CHIEF DISTRIBUTION OFFICER

yes

12/2011

Dec 13, 2011

Mar 26, 2012

LIEBOWITZ, ALAN

DEPUTY CHAIRMAN, GENERAL COUNSEL & SECRETARY

yes

12/2011

Dec 13, 2011

Mar 26, 2012

LONDONO, RAFAEL

EXECUTIVE VICE PRESIDENT & CHIEF MARKETING OFFICER

yes

12/2011

Dec 13, 2011

Mar 26, 2012

P2INTERNATIONAL, LTD.

DIRECT OWNER

yes

11/2011

Dec 13, 2011

Mar 26, 2012

PSA PLATFORM LIMITED

Shareholder

yes

02/2010

Dec 13, 2011

Mar 26, 2012

LANG, ROSEMARY

CHIEF COMPLIANCE OFFICER

12/2011

Dec 13, 2011

Mar 26, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

P2INTERNATIONAL, LTD.

n/a

yes

n/a