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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

INSTITUTIONAL SHAREHOLDER SERVICES INC.

CRD 111940

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe45949d-7cf5-8fc2-a3bd-15c7c4f66e8e

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 11
On other graphs: 1
Observed: Mar 30, 2012 to Sep 16, 2026
47 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Institutional Shareholder Services

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3,350
Advisory employees: 1,762
Offices: 4Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-55092
CRD: 111940
Filings on the tape: 47
First filed: Mar 30, 2012
Latest filed: Sep 16, 2026
Organised: Corporation, DE
Website: protectshareholders.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRIEDMAN, STEVEN, EDWARD	GENERAL COUNSEL	Na	yes	02/2015	May 1, 2014	Mar 28, 2024
HEERY, ALLEN, PETER	EXECUTIVE DIRECTOR AND CHIEF OPERATIONS OFFICER	Na	yes	04/2014	May 1, 2014	Mar 28, 2024
ISS HOLDCO INC.	DIRECT SHAREHOLDER	E	yes	02/2021	Mar 30, 2021	Mar 28, 2024
ISS STOXX GMBH	Owner	E	yes	11/2023	Dec 19, 2023	Mar 28, 2024
LANTZ, DANIEL, TIMOTHY	CHIEF COMPLIANCE OFFICER	Na	yes	04/2019	Apr 22, 2019	Mar 28, 2024
RETELNY, GARY	EXECUTIVE DIRECTOR AND PRESIDENT	Na	yes	09/2011	Mar 30, 2012	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INSTITUTIONAL SHAREHOLDER SERVICES (AUSTRALIA) PTY. LTD.	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES (HONG KONG) LIMITED	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES (SINGAPORE) PRIVATE LIMITED	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES CANADA INC.	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES EUROPE S.A.	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES FRANCE S.A.R.L.	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES GERMANY AG	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES INDIA PRIVATE LIMITED	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES KK (JAPAN)	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES PHILIPPINES INC.	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES SWITZERLAND AG	n/a	n/a	n/a	Y	no	n/a
INSTITUTIONAL SHAREHOLDER SERVICES UK LIMITED	n/a	n/a	n/a	Y	no	n/a
ISS-ETHIX AB	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Washington	Dc	United States	55	no
Norman	Ok	United States	37	no
NEW YORK	NY	United States	11	no
Boston	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$0	$0	3,350	1,762	4	n/a	n/a
2024	Mar 28, 2025	$0	$0	3,900	1,760	4	n/a	n/a
2023	Mar 28, 2024	n/a	n/a	3,600	1,650	4	n/a	n/a
2022	Mar 31, 2023	n/a	n/a	3,380	1,580	4	n/a	n/a
2021	Mar 31, 2022	n/a	n/a	3,000	1,480	4	n/a	n/a
2020	Mar 30, 2021	n/a	n/a	2,500	1,150	6	n/a	n/a
2019	Mar 28, 2020	n/a	n/a	2,200	900	5	n/a	n/a
2018	Mar 28, 2019	n/a	n/a	1,550	825	5	n/a	n/a
2017	Mar 29, 2018	n/a	n/a	1,350	620	5	n/a	n/a
2016	Mar 31, 2017	n/a	n/a	1,200	770	n/a	n/a	n/a
2015	Mar 30, 2016	n/a	n/a	1,050	600	n/a	n/a	n/a
2014	Mar 30, 2015	n/a	n/a	800	200	n/a	n/a	n/a
2013	Mar 31, 2014	n/a	n/a	800	200	n/a	n/a	n/a
2012	Mar 19, 2013	n/a	n/a	800	200	n/a	n/a	n/a
2011	Mar 30, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	n/a	$0	n/a	n/a	n/a	3,350	3,900	4	4

Relationships

Controls (6)

← RETELNY, GARYOwnerEXECUTIVE DIRECTOR AND PRESIDENT, ownership code NA, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← HEERY, ALLEN, PETEROwnerEXECUTIVE DIRECTOR AND CHIEF OPERATIONS OFFICER, ownership code NA, individual
May 1, 2014 to Mar 28, 2024factForm ADV
← FRIEDMAN, STEVEN, EDWARDOwnerGENERAL COUNSEL, ownership code NA, individual
May 1, 2014 to Mar 28, 2024factForm ADV
← LANTZ, DANIEL, TIMOTHYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 22, 2019 to Mar 28, 2024factForm ADV
← ISS HOLDCO INC.OwnerDIRECT SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2021 to Mar 28, 2024factForm ADV
← ISS STOXX GMBHOwnerOWNER, ownership code E, foreign entity
Dec 19, 2023 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 30, 2021
Control person left
Jon Anthony Salewski (Director) no longer on Schedule A of Institutional Shareholder Services Inc. (listed 2020-12-22, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
Frederick Harold Strong (Director) no longer on Schedule A of Institutional Shareholder Services Inc. (listed 2020-12-22, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
L. Benjamin Brigeman (Director) no longer on Schedule A of Institutional Shareholder Services Inc. (listed 2020-12-22, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
J. Ryan Clark (President And Managing Director) no longer on Schedule A of Institutional Shareholder Services Inc. (listed 2020-12-22, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
Scott Gary Michel (Director) no longer on Schedule A of Institutional Shareholder Services Inc. (listed 2020-12-22, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
Andrew Scott Niehaus (Director) no longer on Schedule A of Institutional Shareholder Services Inc. (listed 2020-12-22, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Apr 23, 2020
Control person left
Ian Geoffrey Miller (Director) no longer on Schedule A of Institutional Shareholder Services Inc. (listed 2020-03-28, absent 2020-04-23)
Form ADVobserved 6 days ago
Occurred
Apr 23, 2020
Control person joined
Andrew Scott Niehaus (Director) appeared on Schedule A of Institutional Shareholder Services Inc.
Form ADVobserved 6 days ago
Occurred
Mar 28, 2020
Control person left
Stephen Harvey (Chief Operating Officer) no longer on Schedule A of Institutional Shareholder Services Inc. (listed 2019-04-22, absent 2020-03-28)
Form ADVobserved 6 days ago
Occurred
Apr 22, 2019
Control person joined
Timothy Daniel Lantz (Chief Compliance Officer) appeared on Schedule A of Institutional Shareholder Services Inc.
Form ADVobserved 6 days ago
Occurred
Apr 22, 2019
Control person left
Abeny Olayinka Odeniran (Chief Compliance Officer) no longer on Schedule A of Institutional Shareholder Services Inc. (listed 2019-03-28, absent 2019-04-22)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe45949d-7cf5-8fc2-a3bd-15c7c4f66e8e
First observed: Mar 30, 2012
Last observed: Sep 16, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INSTITUTIONAL SHAREHOLDER SERVICES INC.

CRD 111940

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe45949d-7cf5-8fc2-a3bd-15c7c4f66e8e

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRIEDMAN, STEVEN, EDWARD

GENERAL COUNSEL

yes

02/2015

May 1, 2014

Mar 28, 2024

HEERY, ALLEN, PETER

EXECUTIVE DIRECTOR AND CHIEF OPERATIONS OFFICER

yes

04/2014

May 1, 2014

Mar 28, 2024

ISS HOLDCO INC.

DIRECT SHAREHOLDER

yes

02/2021

Mar 30, 2021

Mar 28, 2024

ISS STOXX GMBH

Owner

yes

11/2023

Dec 19, 2023

Mar 28, 2024

LANTZ, DANIEL, TIMOTHY

CHIEF COMPLIANCE OFFICER

yes

04/2019

Apr 22, 2019

Mar 28, 2024

RETELNY, GARY

EXECUTIVE DIRECTOR AND PRESIDENT

yes

09/2011

Mar 30, 2012

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INSTITUTIONAL SHAREHOLDER SERVICES (AUSTRALIA) PTY. LTD.

n/a

INSTITUTIONAL SHAREHOLDER SERVICES (HONG KONG) LIMITED

n/a

INSTITUTIONAL SHAREHOLDER SERVICES (SINGAPORE) PRIVATE LIMITED

n/a

INSTITUTIONAL SHAREHOLDER SERVICES CANADA INC.

n/a

INSTITUTIONAL SHAREHOLDER SERVICES EUROPE S.A.

n/a

INSTITUTIONAL SHAREHOLDER SERVICES FRANCE S.A.R.L.

n/a

INSTITUTIONAL SHAREHOLDER SERVICES GERMANY AG

n/a

INSTITUTIONAL SHAREHOLDER SERVICES INDIA PRIVATE LIMITED

n/a

INSTITUTIONAL SHAREHOLDER SERVICES KK (JAPAN)

n/a

INSTITUTIONAL SHAREHOLDER SERVICES PHILIPPINES INC.

n/a

INSTITUTIONAL SHAREHOLDER SERVICES SWITZERLAND AG

n/a

INSTITUTIONAL SHAREHOLDER SERVICES UK LIMITED

n/a

ISS-ETHIX AB

n/a

City

State

Country

Employees

Also broker-dealer

Washington

United States

Norman

United States

NEW YORK

United States

Boston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

3,350

1,762

n/a

2024

Mar 28, 2025

3,900

1,760

n/a

2023

Mar 28, 2024

n/a

3,600

1,650

n/a

2022

Mar 31, 2023

n/a

3,380

1,580

n/a

2021

Mar 31, 2022

n/a

3,000

1,480

n/a

2020

Mar 30, 2021

n/a

2,500

1,150

n/a

2019

Mar 28, 2020

n/a

2,200

900

n/a

2018

Mar 28, 2019

n/a

1,550

825

n/a

2017

Mar 29, 2018

n/a

1,350

620

n/a

2016

Mar 31, 2017

n/a

1,200

770

n/a

2015

Mar 30, 2016

n/a

1,050

600

n/a

2014

Mar 30, 2015

n/a

800

200

n/a

2013

Mar 31, 2014

n/a

800

200

n/a

2012

Mar 19, 2013

n/a

800

200

n/a

2011

Mar 30, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a

3,350

3,900