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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

PARALLAXES CAPITAL

PARALLAXES CAPITAL MANAGEMENT, LLC, CRD 291657

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe4c8b49-e6de-ab86-ca5d-b6db7a54a734

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 2
Observed: Mar 17, 2021 to Mar 27, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Parallaxes Capital

Private equity manager · shared crd

Independent Sponsorsidentity

Parallaxes Capital

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $621MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $526M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 14
Private funds: 10Schedule D 7.B(1)
SEC number: 801-120832
CRD: 291657
Filings on the tape: 12
First filed: Mar 17, 2021
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE
Website: plxcap.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PARALLAXES CAPITAL HOLDCO, LLC	Private Equity Fund	$142M	Dec 4, 2024	5	Mar 25, 2022	reported	n/a
PARALLAXES CAPITAL OPPORTUNITY FUND II, L.P.	Private Equity Fund	$68.1M	Dec 4, 2024	63	Mar 30, 2020	reported	021-333155
PARALLAXES CAPITAL OPPORTUNITY FUND IV, L.P.	Private Equity Fund	$65.8M	Dec 4, 2024	44	Mar 21, 2023	reported	021-438136
PARALLAXES CAPITAL OPPORTUNITY FUND III, L.P.	Private Equity Fund	$43.1M	Dec 4, 2024	29	Mar 17, 2021	reported	021-371659
PARALLAXES CAPITAL OPPORTUNITY FUND I, L.P.	Private Equity Fund	$15.1M	Dec 4, 2024	40	Jan 15, 2019	reported	021-295409
PARALLAXES STEEL, LLC	Private Equity Fund	$10.0M	Apr 13, 2022	8	Mar 25, 2022	dropped	n/a
PARALLAXES VENUS CO-INVESTMENT II, LLC	Private Equity Fund	$9.0M	Mar 19, 2021	6	Mar 30, 2020	dropped	n/a
PARALLAXES CONTINUATION CO-INVESTMENT, L.P.	Private Equity Fund	$8.3M	Dec 4, 2024	5	Mar 25, 2022	reported	021-404131
PARALLAXES DIAMOND CO-INVESTMENT, L.P.	Private Equity Fund	$4.2M	Dec 4, 2024	6	Jan 15, 2019	reported	n/a
PARALLAXES RAIN CO-INVESTMENT, LLC	Private Equity Fund	$603,596	Dec 4, 2024	4	Jan 15, 2019	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEE, JIA-HONG, ANDREW	CIO / MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	yes	02/2017	Mar 17, 2021	Dec 4, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PARALLAXES CAPITAL OPPORTUNITY FUND I G.P., L.P.	n/a	n/a	n/a	N	yes	n/a
PARALLAXES CAPITAL OPPORTUNITY FUND II, G.P., L.P.	n/a	n/a	n/a	N	yes	n/a
PARALLAXES CAPITAL OPPORTUNITY FUND III, G.P., L.P.	n/a	n/a	n/a	N	yes	n/a
PARALLAXES CAPITAL OPPORTUNITY FUND IV, G.P., L.P.	n/a	n/a	n/a	N	yes	n/a
PARALLAXES CONTINUATION CO-INVESTMENT G.P., L.P.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 27, 2026	$621M	$526M	4	2	10	n/a
2024	Mar 31, 2025	$500M	$373M	2	1	9	n/a
2023	Mar 24, 2024	$389M	$295M	4	3	8	$347M
2022	Mar 21, 2023	$367M	$261M	5	4	8	$270M
2021	Mar 25, 2022	$282M	$173M	5	5	8	$218M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$621M	$500M	24.3%	$367M	19.1%	4	2	0	0

Relationships

Advises (10)

→ PARALLAXES DIAMOND CO-INVESTMENT, L.P.Private fundPrivate Equity Fund, IA
Jan 15, 2019 to presentfactForm ADV
→ PARALLAXES CAPITAL OPPORTUNITY FUND IV, L.P.Private fundPrivate Equity Fund, IA
Mar 21, 2023 to presentfactForm ADV
→ PARALLAXES CAPITAL OPPORTUNITY FUND III, L.P.Private fundPrivate Equity Fund, IA
Mar 17, 2021 to presentfactForm ADV
→ PARALLAXES CAPITAL HOLDCO, LLCPrivate fundPrivate Equity Fund, IA
Mar 25, 2022 to presentfactForm ADV
→ PARALLAXES RAIN CO-INVESTMENT, LLCPrivate fundPrivate Equity Fund, IA
Jan 15, 2019 to presentfactForm ADV
→ PARALLAXES CAPITAL OPPORTUNITY FUND II, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ PARALLAXES CAPITAL OPPORTUNITY FUND I, L.P.Private fundPrivate Equity Fund, IA
Jan 15, 2019 to presentfactForm ADV
→ PARALLAXES CONTINUATION CO-INVESTMENT, L.P.Private fundPrivate Equity Fund, IA
Mar 25, 2022 to presentfactForm ADV
→ PARALLAXES STEEL, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 25, 2022 to Apr 13, 2022factForm ADV
→ PARALLAXES VENUS CO-INVESTMENT II, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2020 to Mar 19, 2021factForm ADV

Controls (1)

← LEE, JIA-HONG, ANDREWOwnerCIO / MANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 17, 2021 to Dec 4, 2024factForm ADV

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
Parallaxes Capital reported RAUM $499.5M, up 28% from $389.1M (2025-01-07 to 2025-03-31)
Form ADVobserved 4 days ago
$110M
Occurred
Oct 1, 2024
Control person left
Radhakrishna Saish Setty (General Counsel) no longer on Schedule A of Parallaxes Capital (listed 2024-03-24, absent 2024-10-01)
Form ADVobserved 4 days ago
Occurred
Oct 1, 2024
Control person left
Douglas Harrison Hsueh (Chief Compliance Officer) no longer on Schedule A of Parallaxes Capital (listed 2024-03-24, absent 2024-10-01)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2024
Control person joined
Douglas Harrison Hsueh (Chief Compliance Officer) appeared on Schedule A of Parallaxes Capital
Form ADVobserved 4 days ago
Occurred
Mar 25, 2022
Control person joined
Radhakrishna Saish Setty (Chief Compliance Officer) appeared on Schedule A of Parallaxes Capital
Form ADVobserved 4 days ago
Occurred
Mar 25, 2022
Control person left
Douglas Harrison Hsueh (Chief Compliance Officer) no longer on Schedule A of Parallaxes Capital (listed 2021-03-19, absent 2022-03-25)
Form ADVobserved 4 days ago
Occurred
Mar 17, 2021
First Form ADV filing
Parallaxes Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe4c8b49-e6de-ab86-ca5d-b6db7a54a734
First observed: Mar 17, 2021
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARALLAXES CAPITAL

PARALLAXES CAPITAL MANAGEMENT, LLC, CRD 291657

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe4c8b49-e6de-ab86-ca5d-b6db7a54a734

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PARALLAXES CAPITAL HOLDCO, LLC

Private Equity Fund

$142M

Dec 4, 2024

Mar 25, 2022

reported

n/a

PARALLAXES CAPITAL OPPORTUNITY FUND II, L.P.

Private Equity Fund

$68.1M

Dec 4, 2024

Mar 30, 2020

reported

021-333155

PARALLAXES CAPITAL OPPORTUNITY FUND IV, L.P.

Private Equity Fund

$65.8M

Dec 4, 2024

Mar 21, 2023

reported

021-438136

PARALLAXES CAPITAL OPPORTUNITY FUND III, L.P.

Private Equity Fund

$43.1M

Dec 4, 2024

Mar 17, 2021

reported

021-371659

PARALLAXES CAPITAL OPPORTUNITY FUND I, L.P.

Private Equity Fund

$15.1M

Dec 4, 2024

Jan 15, 2019

reported

021-295409

PARALLAXES STEEL, LLC

Private Equity Fund

$10.0M

Apr 13, 2022

Mar 25, 2022

dropped

n/a

PARALLAXES VENUS CO-INVESTMENT II, LLC

Private Equity Fund

$9.0M

Mar 19, 2021

Mar 30, 2020

dropped

n/a

PARALLAXES CONTINUATION CO-INVESTMENT, L.P.

Private Equity Fund

$8.3M

Dec 4, 2024

Mar 25, 2022

reported

021-404131

PARALLAXES DIAMOND CO-INVESTMENT, L.P.

Private Equity Fund

$4.2M

Dec 4, 2024

Jan 15, 2019

reported

n/a

PARALLAXES RAIN CO-INVESTMENT, LLC

Private Equity Fund

$603,596

Dec 4, 2024

Jan 15, 2019

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEE, JIA-HONG, ANDREW

CIO / MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

02/2017

Mar 17, 2021

Dec 4, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PARALLAXES CAPITAL OPPORTUNITY FUND I G.P., L.P.

n/a

yes

n/a

PARALLAXES CAPITAL OPPORTUNITY FUND II, G.P., L.P.

n/a

yes

n/a

PARALLAXES CAPITAL OPPORTUNITY FUND III, G.P., L.P.

n/a

yes

n/a

PARALLAXES CAPITAL OPPORTUNITY FUND IV, G.P., L.P.

n/a

yes

n/a

PARALLAXES CONTINUATION CO-INVESTMENT G.P., L.P.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$621M

$526M

n/a

2024

Mar 31, 2025

$500M

$373M

n/a

2023

Mar 24, 2024

$389M

$295M

$347M

2022

Mar 21, 2023

$367M

$261M

$270M

2021

Mar 25, 2022

$282M

$173M

$218M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$621M

$500M

24.3%

$367M

19.1%