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Advisor at J. W. COLE ADVISORS, INC.
Dumfries, VA | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Aug 5, 2024 | n/a | yes | TAMPA, FL|Dumfries, VA | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Apr 1, 2019 | Aug 7, 2024 | no | MONTCLAIR, VA|VIRGINIA BEACH, VA|DUMFRIES, VA | Previous registration |
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Dec 15, 2015 | Mar 20, 2019 | no | FORT WORTH, TX|Lorton, VA|FORT WORTH, TX | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Aug 1, 2006 | Dec 15, 2015 | no | WOODBRIDGE, VA|TOMAH, WI|TOMAH, WI|Arlington, VA|Lorton, VA|Arlington, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | J. W. COLE ADVISORS, INC. | Aug 7, 2024 | Aug 5, 2024 | -2 | Firm change | Ibd to ibd |
| FIRST COMMAND ADVISORY SERVICES | OSAIC FS, INC. | Mar 20, 2019 | Apr 1, 2019 | 12 | Firm change | Ibd to ibd |
| FIRST COMMAND FINANCIAL PLANNING, INC. | FIRST COMMAND ADVISORY SERVICES | Dec 15, 2015 | Dec 15, 2015 | 0 | Bulk transfer | Other |