DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K•• I••••••••• A••••••• S••••••• L••
Savannah, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•• I••••••••• A••••••• S••••••• L•• | State registered | Jan 3, 2024 | n/a | yes | Savannah, GA | Current employment |
| D•••••• W••••• P•••••••• L•• | Independent wealth | Jan 19, 2021 | Dec 31, 2023 | no | TAVARES, FL|SAVANNAH, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•••••• W••••• P•••••••• L•• | K•• I••••••••• A••••••• S••••••• L•• | Dec 31, 2023 | Jan 3, 2024 | 3 | Firm change | RIA to state RIA |
| K•• I••••••••• A••••••• S••••••• L•• | D•••••• W••••• P•••••••• L•• | Apr 21, 2021 | Jan 19, 2021 |
| K•• I••••••••• A••••••• S••••••• L•• | n/a | May 6, 2009 | Apr 21, 2021 | no | SAVANNAH, GA|SAVANNAH, GA|SAVANNAH, GA|SAVANNAH, GA | Previous registration |
| A•••• F•••••••• M••••••••• I••• | Independent wealth | Dec 15, 2008 | Mar 18, 2009 | no | SAVANNAH, GA | Previous registration |
| T•••• I••••••••• A••••••• I•• | n/a | Feb 16, 2001 | Jun 13, 2006 | no | ANN ARBOR, MI | Previous registration |
| -92 |
| Firm change after gap |
| Other |
| A•••• F•••••••• M••••••••• I••• | K•• I••••••••• A••••••• S••••••• L•• | Mar 18, 2009 | May 6, 2009 | 49 | Firm change | Other |
| T•••• I••••••••• A••••••• I•• | A•••• F•••••••• M••••••••• I••• | Jun 13, 2006 | Dec 15, 2008 | 916 | Firm change after gap | Other |