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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

KEVIN MICHAEL BARRETT

Advisor at WEALTH ALLIANCE, LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:fe5661cb-2d2d-0b3b-8294-d43fc19c0ca6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ALLIANCE, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 11, 1999
First registration: Mar 30, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 3216935

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ALLIANCE, LLC	State registered	Jan 25, 2012	n/a	yes	SAN DIEGO, CA	Current employment
WEALTH ALLIANCE, LLC	State registered	Aug 28, 2006	Dec 31, 2011	no	SAN DIEGO, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	n/a	Nov 1, 2004	Oct 21, 2005	no	SAN DIEGO, CA	Previous registration
WEALTH ANALYTICS, INC.	n/a	Sep 15, 2003	Aug 12, 2004	no	SAN DIEGO, CA	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Mar 30, 2000	Oct 28, 2004	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL GROUP, LLC	WEALTH ALLIANCE, LLC	Oct 21, 2005	Aug 28, 2006	311	Firm change	Other
HORNOR, TOWNSEND & KENT, LLC	WEALTH ANALYTICS, INC.	Oct 28, 2004	Sep 15, 2003	-409	Firm change after gap	Other
WEALTH ANALYTICS, INC.	INDEPENDENT FINANCIAL GROUP, LLC	Aug 12, 2004	Nov 1, 2004	81	Firm change	Other

Relationships

Registered with (4)

→ WEALTH ALLIANCE, LLCRegistered adviserregistration: previous registration
Aug 28, 2006 to Dec 31, 2011factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 1, 2004 to Oct 21, 2005factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Mar 30, 2000 to Oct 28, 2004factForm ADV
→ WEALTH ANALYTICS, INC.Registered adviserregistration: previous registration
Sep 15, 2003 to Aug 12, 2004factForm ADV

Dated events

No dated event names this entity yet.