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Advisor at LPL FINANCIAL LLC
FREEPORT, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 8, 2025 | n/a | yes | FREEPORT, NY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | Aug 12, 2025 | no | Freeport, NY|SCOTTSDALE, AZ|SMITHTOWN, NY|Smithtown, NY|Smithtown, NY | Previous registration |
| MURPHY & MULLICK CAPITAL MANAGEMENT CORP | Independent wealth | Aug 23, 2024 | Jun 23, 2025 | no | SMITHTOWN, NY | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Jan 17, 2023 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Aug 12, 2025 | Aug 8, 2025 | -4 | Firm change | Ibd to ibd |
| MURPHY & MULLICK CAPITAL MANAGEMENT CORP | OSAIC WEALTH, INC. | Jun 23, 2025 | Oct 11, 2024 | -255 | Firm change after gap | RIA to ibd |
| AMERICAN PORTFOLIOS ADVISORS, INC | MURPHY & MULLICK CAPITAL MANAGEMENT CORP | Oct 11, 2024 | Aug 23, 2024 | -49 | Firm change after gap | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6413:NY:2025-08-11 | Aug 12, 2025 | Aug 8, 2025 | SMITHTOWN, NY | Firm change |
| 112697:328629:NY:2024-10-11 | Oct 11, 2024 | Aug 23, 2024 | HOLBROOK, NY | Firm change after gap |