DFX Intelligence

E•••• G••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

E•••• G••••••• L•••

Advisor at S•••• • A••••••••• L••

WARREN, NJ

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Search this name across graphsid dfx:ria:fe5e0762-58eb-6caf-4af2-03db1906d9a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• • A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• • A••••••••• L••	Independent wealth	Oct 26, 2021	n/a	yes	WARREN, NJ	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jan 3, 2011	Feb 2, 2015	no	WOODBRIDGE, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	S•••• • A••••••••• L••	Feb 2, 2015	Oct 26, 2021	2,458	Firm change after gap	Other
V••• F•••••••• P•••••••• L••	V••• F•••••••• A•••••••• I•••	Jan 3, 2011	Jan 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
2882:174909:NJ:2015-02-02	Feb 2, 2015	Oct 26, 2021	WOODBRIDGE, NJ	Firm change after gap

Relationships

Registered with (3)

→ S•••• • A••••••••• L••Registered adviserregistration: current employment
Oct 26, 2021 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2011 to Feb 2, 2015factForm ADV
→ V••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 14, 2005 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe5e0762-58eb-6caf-4af2-03db1906d9a1
First observed: Apr 14, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.