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CRD 132095
WHITE PLAINS, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G•••••••• J•••• M• | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | yes | 06/2004 | Feb 2, 2012 | May 13, 2023 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $73.2M | $85.9M | -14.8% | $63.5M | 4.8% | 1 | 1 | 0 | 0 |
| Mar 30, 2023 |
| $73.2M |
| $73.2M |
| 1 |
| 1 |
| 0 |
| n/a |
| n/a |
| 2021 | Mar 25, 2022 | $85.9M | $85.9M | 1 | 1 | 0 | n/a | n/a |
| 2020 | Mar 26, 2021 | $75.8M | $75.8M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Apr 27, 2020 | $63.5M | $63.5M | 1 | 1 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $63.5M | $63.5M | 1 | 1 | 1 | n/a | n/a |
| 2017 | Mar 21, 2018 | $63.4M | $63.4M | 1 | 1 | 1 | n/a | n/a |
| 2016 | Mar 7, 2017 | $60.9M | $60.9M | 1 | 1 | n/a | n/a | n/a |
| 2015 | Feb 4, 2016 | $56.0M | $56.0M | 1 | 1 | n/a | n/a | n/a |
| 2014 | Mar 9, 2015 | $53.5M | $53.5M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Jan 24, 2014 | $50.3M | $50.3M | 1 | 1 | n/a | n/a | n/a |
| 2012 | Mar 11, 2013 | $42.8M | $42.8M | 1 | 1 | n/a | n/a | n/a |
| 2011 | Feb 2, 2012 | $35.6M | $35.6M | n/a | n/a | n/a | n/a | n/a |