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Advisor at CETERA INVESTMENT ADVISERS LLC
Seattle, WA | Tacoma, WA | Sandpoint, ID | Priest River, ID | Skokie, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 29, 2025 | n/a | yes | Tacoma, WA|Priest River, ID|Seattle, WA|Skokie, IL|Sandpoint, ID | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 25, 2021 | Aug 29, 2025 | no | SEATTLE, WA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 20, 2019 | Aug 18, 2021 | no | IRVINE, CA | Previous registration |
| COLUMBIA RIVER ADVISORS | Independent wealth | Oct 24, 2013 | Jun 27, 2017 | no | TACOMA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | CETERA INVESTMENT ADVISERS LLC | Aug 29, 2025 | Aug 29, 2025 | 0 | Firm change | Other |
| LPL FINANCIAL LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Aug 18, 2021 | Aug 25, 2021 | 7 | Firm change | Other |
| COLUMBIA RIVER ADVISORS | LPL FINANCIAL LLC | Jun 27, 2017 | Feb 20, 2019 | 603 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2881:105644:WA:2025-08-29 | Aug 29, 2025 | Aug 29, 2025 | SEATTLE, WA | Firm change |