DFX Intelligence
Data Factory
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Reading the graph
CRD 110926
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHOPRA, VIJAY, KUMAR | VICE PRESIDENT | Na | yes | 04/2019 | Apr 2, 2019 | Oct 27, 2021 |
| FAUST, DAVID, IRVING | DIRECTOR, PRESIDENT, SECRETARY, CCO | Na | yes | 05/2018 | Sep 30, 2013 | Oct 27, 2021 |
| BROWN, STEPHEN, LANDESMAN | Director | Na | no | 02/1982 | Feb 7, 2012 | Oct 27, 2021 |
| Levine, Arthur, Marvin | Director | Na | no | 05/2018 | Oct 30, 2018 | Oct 27, 2021 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Oct 27, 2021 | $101M | $101M | 1 | 1 | 0 | n/a | n/a |
| 2020 | Sep 28, 2020 | $103M | $103M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Oct 30, 2019 | $127M | $127M | 1 | 1 | 0 | n/a | n/a |
| 2018 | Oct 30, 2018 | $104M | $104M | 1 | 1 | 0 | n/a | n/a |
| 2017 | Oct 31, 2017 | $114M | $114M | 1 | 1 | 0 | n/a | n/a |
| 2016 | Sep 23, 2016 | $106M | $106M | 1 | 1 | n/a | n/a | n/a |
| 2015 | Sep 22, 2015 | $91.1M | $91.1M | 1 | 1 | n/a | n/a | n/a |
| 2014 | Sep 12, 2014 | $95.5M | $95.5M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Sep 30, 2013 | $88.5M | $88.5M | 1 | 1 | n/a | n/a | n/a |
| 2012 | Sep 14, 2012 | $83.4M | $83.4M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $101M | $103M | -2.6% | $104M | -1.2% | 1 | 1 | 0 | 0 |