DFX Intelligence

C•••••• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

C•••••• C•••••• P•••••••

C•••••• C•••••• P•••••••, LLC, CRD 173400

CHICAGO, IL

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Search this name across graphsid dfx:ria:fe6e529e-827c-474e-f6c0-5a9588bd9f53

Data as of Feb 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 3, 2026 to Feb 3, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 173400
Filings on the tape: 1
First filed: Feb 3, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••• •••• C••••••	n/a	CHICAGO, IL	10	31	4	yes

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	1	1

Relationships

Registered with (2)

← M••••• •••• C••••••Advisorregistration: previous registration
Jul 11, 2016 to Dec 31, 2023factForm ADV
← E••• M• F••••Advisorregistration: previous registration
May 13, 2025 to Jan 13, 2026factForm ADV

Dated events

Occurred
Jan 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe6e529e-827c-474e-f6c0-5a9588bd9f53
First observed: Feb 3, 2026
Last observed: Feb 3, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.