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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PROVIDUS ADVISORS, LLC

CRD 136182

CHANDLER, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe6e8d92-66c0-44bf-3772-b1c5ab22acc8

Data as of Jun 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2013 to Jun 17, 2020
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $119MItem 5.F on the latest filing (2020-06-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $119M
Private client RAUM: $102MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 213
Individual clients: 71
High net worth clients: 22
Custody, client assets: $712,000
SEC number: 801-78460
CRD: 136182
Filings on the tape: 13
First filed: Aug 13, 2013
Latest filed: Jun 17, 2020
Organised: Limited Liability Company, Arizona

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DWYER, JAMES, DANIEL	MANAGING MEMBER	C	yes	06/2013	Aug 13, 2013	Jun 17, 2020
MCGINLEY, MICHAEL, DAMIEN	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	08/2005	Aug 13, 2013	Jun 17, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$119M	$119M	2	2	0	n/a	n/a
2018	Mar 13, 2019	$113M	$113M	2	2	0	n/a	n/a
2017	Mar 2, 2018	$142M	$142M	2	2	0	n/a	n/a
2016	Feb 22, 2017	$120M	$91.1M	2	2	n/a	n/a	n/a
2015	Mar 25, 2016	$104M	$80.8M	2	2	n/a	n/a	n/a
2014	Mar 30, 2015	$138M	$82.0M	3	2	n/a	n/a	n/a
2013	Jan 27, 2014	$124M	$72.8M	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$119M	$113M	5.4%	$120M	-0.3%	2	2	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EP WEALTH ADVISORS	2	Aug 24, 2020	Oct 18, 2020	CHANDLER, AZ	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← MCGINLEY, MICHAEL, DAMIENOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Aug 13, 2013 to presentfactForm ADV
← DWYER, JAMES, DANIELOwnerMANAGING MEMBER, ownership code C, individual
Aug 13, 2013 to presentfactForm ADV

Moved with (1)

→ EP WEALTH ADVISORSRegistered adviser2 advisors, team lift out, same day
Aug 24, 2020 to Oct 18, 2020factForm ADV

Registered with (2)

← MICHAEL DAMIEN MCGINLEYAdvisorregistration: previous registration
Sep 16, 2005 to Aug 24, 2020factForm ADV
← JAMES DANIEL DWYERAdvisorregistration: previous registration
Jul 3, 2013 to Aug 24, 2020factForm ADV

Dated events

Occurred
Aug 13, 2013
First Form ADV filing
Providus Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe6e8d92-66c0-44bf-3772-b1c5ab22acc8
First observed: Aug 13, 2013
Last observed: Jun 17, 2020 76 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROVIDUS ADVISORS, LLC

CRD 136182

CHANDLER, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe6e8d92-66c0-44bf-3772-b1c5ab22acc8

Data as of Jun 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:30 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DWYER, JAMES, DANIEL

MANAGING MEMBER

yes

06/2013

Aug 13, 2013

Jun 17, 2020

MCGINLEY, MICHAEL, DAMIEN

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

08/2005

Aug 13, 2013

Jun 17, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$119M

n/a

2018

Mar 13, 2019

$113M

n/a

2017

Mar 2, 2018

$142M

n/a

2016

Feb 22, 2017

$120M

$91.1M

n/a

2015

Mar 25, 2016

$104M

$80.8M

n/a

2014

Mar 30, 2015

$138M

$82.0M

n/a

2013

Jan 27, 2014

$124M

$72.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$119M

$113M

5.4%

$120M

-0.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EP WEALTH ADVISORS

Aug 24, 2020

Oct 18, 2020

CHANDLER, AZ

Team lift out

RIA to RIA

100.0%