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A•••••• C•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

A•••••• C•••••• L•••••

Advisor at P•••••• C•••••• G••••• L•••

Indianapolis, IN | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:fe766f8b-c50c-5056-32a7-be3a8f9b9365

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C•••••• G••••• L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Jul 13, 2026	n/a	yes	SAN FRANCISCO, CA\|Indianapolis, IN	Current employment
P•••••• C•••••• G••••• L•••	Independent wealth	May 20, 2019	n/a	yes	Indianapolis, IN

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• H•••••••• W••• L••••• L••	P•••••• C•••••• G••••• L•••	Feb 25, 2019	May 20, 2019	84	Firm change	RIA to RIA
A• G• E•••••• • S•••• I•••	J••••• H•••••••• W••• L••••• L••	Jul 14, 2005

Relationships

Registered with (4)

→ F••••••Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ P•••••• C•••••• G••••• L•••Registered adviserregistration: current employment
May 20, 2019 to presentfactForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Jul 12, 2005 to Feb 25, 2019factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe766f8b-c50c-5056-32a7-be3a8f9b9365
First observed: Sep 19, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.