DFX Intelligence

V••••• J••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

V••••• J••••• D•••••••

Advisor at C••••••• A•••••• G••••• I•••

SCHERERVILLE, IN | PLANO, TX

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Search this name across graphsid dfx:ria:fe79da76-f823-9583-8b02-6ad716a22e04

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 1, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••••• G••••• I•••	Independent wealth	Nov 17, 2008	n/a	yes	SCHERERVILLE, IN\|PLANO, TX	Current employment
C•••• F•••••••• A•••••••• L••	n/a	Feb 28, 2008	Nov 21, 2008	no	C•••• POINT, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• F•••••••• A•••••••• L••	C••••••• A•••••• G••••• I•••	Nov 21, 2008	Nov 17, 2008	-4	Firm change	Other
A•••••• A••••••• S•••••••	C•••• F•••••••• A•••••••• L••	May 16, 2007	Feb 28, 2008

Relationships

Registered with (3)

→ C••••••• A•••••• G••••• I•••Registered adviserregistration: current employment
Nov 17, 2008 to presentfactForm ADV
→ C•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 28, 2008 to Nov 21, 2008factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 1, 2003 to May 16, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe79da76-f823-9583-8b02-6ad716a22e04
First observed: May 1, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.