This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

REGAL INVESTMENT ADVISORS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Nov 21, 2019

First registration

Nov 10, 2023

Dual registered

yes, broker-dealer

Other names

Olivia Louise Smith|OLIVIA L GEIGER|OLIVIA Louise GEIGER|Olivia Smith

IAPD individual key

7184910

• Occurred

  Jul 24, 2025
  Advisor changed firm

  Olivia Geiger left Lpl Financial Llc for Regal Investment Advisors Llc (registered 2026-01-26)

  Form ADVobserved 6 days ago
• Occurred

  Sep 4, 2024
  Advisor changed firm

  Olivia Geiger left Stifel, Nicolaus & Company, Incorporated for Lpl Financial Llc (registered 2024-10-21)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fe80dd9e-6e51-5715-1353-8af2ca6f3f66

First observed

Nov 10, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.