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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Coral Gables, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 18, 2021 | n/a | yes | Coral Gables, FL|Coral Gables, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 4, 2011 | May 21, 2021 | no | MIAMI, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 1, 2010 | Apr 8, 2011 | no | MIAMI, FL | Previous registration |
| UBS INTERNATIONAL INC. | n/a | Mar 17, 2006 | Jan 1, 2010 | no | MIAMI, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 9, 2002 | Apr 1, 2006 | no | MIAMI, FL|MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | May 21, 2021 | May 18, 2021 | -3 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Apr 8, 2011 | Apr 4, 2011 | -4 | Firm change | Wirehouse to wirehouse |
| UBS INTERNATIONAL INC. | UBS FINANCIAL SERVICES INC. | Jan 1, 2010 | Jan 1, 2010 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | UBS INTERNATIONAL INC. | Apr 1, 2006 | Mar 17, 2006 | -15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:FL:2021-03-15 | May 21, 2021 | May 18, 2021 | MIAMI, FL | Firm change |