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RIA / WealthAdvisorCertified Financial Planner12 years in industry

Emily Kathryn Hazelroth

Advisor at SUMMITRY, LLC

Foster City, CA

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Search this name across graphsid dfx:ria:fe9bb136-eb5e-bf94-2e13-3806de42fbbe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMITRY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 24, 2014
First registration: Feb 26, 2014
Dual registered: no
Other names: EMILY HAZELROTH
IAPD individual key: 6249897

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMITRY, LLC	Independent wealth	Jan 1, 2025	n/a	yes	Foster City, CA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Dec 19, 2018	Nov 13, 2020	no	PALO ALTO, CA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Dec 14, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 19, 2015	Jul 13, 2018	no	EDINA, MN\|SAN JOSE, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 26, 2014	Jan 2, 2015	no	LAKE ELMO, MN\|MINNEAPOLIS, MN\|MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	SUMMITRY, LLC	Nov 13, 2020	Jan 1, 2025	1,510	Firm change after gap	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	ADVICE AND PLANNING SERVICES	Dec 14, 2018	Dec 19, 2018	5	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
EQUITABLE ADVISORS, LLC	STRATEGIC ADVISERS LLC	Jan 2, 2015	Feb 19, 2015	48	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ SUMMITRY, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 19, 2018 to Nov 13, 2020factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Dec 14, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 19, 2015 to Jul 13, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 26, 2014 to Jan 2, 2015factForm ADV

Dated events

No dated event names this entity yet.