This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0

Regulatory AUM

$269MItem 5.F on the latest filing (2026-01-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$269M

Private client RAUM

$269MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$269Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

390

Individual clients

52

High net worth clients

35

Custody, client assets

$24.5M

SEC number

801-106666

CIK

1932645

CRD

281049

Filings on the tape

23

First filed

Sep 10, 2015

Latest filed

Jan 27, 2026

Organised

Limited Liability Company, CA

• Occurred

  Sep 10, 2015
  First Form ADV filing

  Wallace Advisory Group, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fe9e412d-35dd-43a8-4fe9-aa8c8cfb2bd3

First observed

Sep 10, 2015

Last observed

Jan 27, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.