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M•••••• T••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

M•••••• T••••• L••••

Advisor at T•• A•••••••• I•••

Findlay, OH | SUMMIT, NJ

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Search this name across graphsid dfx:ria:fea1f8e4-20c1-ce61-7a93-971853163b72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 28, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 12, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Jun 15, 2026	n/a	yes	Findlay, OH\|SUMMIT, NJ	Current employment
M••• C••••••	Independent wealth	Apr 18, 2024	Apr 8, 2025	no	ANNAPOLIS, MD\|Findlay, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• C••••••	T•• A•••••••• I•••	Apr 8, 2025	Jun 15, 2026	433	Firm change after gap	RIA to ibd
G••••• R•••••• R••••••••• L••	M••• C••••••	Jul 28, 2023	Apr 18, 2024

Relationships

Registered with (3)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ M••• C••••••Registered adviserregistration: previous registration
Apr 18, 2024 to Apr 8, 2025factForm ADV
→ G••••• R•••••• R••••••••• L••Registered adviserregistration: previous registration
May 28, 2021 to Jul 28, 2023factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
M•••••• T••••• L•••• left M••• C•••••• for T•• A•••••••• I••• (registered 2026-06-15)
Form ADVobserved 7 days ago
Occurred
Jul 28, 2023
Advisor changed firm
M•••••• T••••• L•••• left G••••• R•••••• R••••••••• L•• for M••• C•••••• (registered 2024-04-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fea1f8e4-20c1-ce61-7a93-971853163b72
First observed: May 28, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.