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CRD 123189
LOS GATOS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ANNA SERGUNINA | Certified Financial Planner | LOS GATOS, CA | 16 | 12 | n/a | no |
| Cynthia Anne Flannigan | Certified Financial Planner | LOS GATOS, CA | 7 | 13 | n/a | no |
| KATHERINE MARIE EDWARDS | Certified Financial Planner | LOS GATOS, CA | Murfreesboro, TN | 3 | 10 | 1 | no |
| PATRICIA ANN STALLWORTH | Certified Financial Planner | Irvine, CA | LOS GATOS, CA | 0 | 32 | 5 | no |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | n/a | 0 | 0 | 0 | 1 | 2 |