DFX Intelligence

J••• T••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

J••• T••••• H•••

Advisor at L•• W••••• M••••••••• L••

HIGHLANDS RANCH, CO | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:fea93fd9-6813-28af-2572-95e0612591e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• W••••• M••••••••• L••	Independent wealth	Jul 22, 2026	n/a	yes	INDIANAPOLIS, IN\|HIGHLANDS RANCH, CO	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Jan 3, 2012	Mar 4, 2020	no	ENGLEWOOD, CO\|LONE TREEE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Apr 9, 2025	Jan 3, 2012	-4,845	Channel change	Other
S••••• W••••• A•••••••• I•••	L•• W••••• M••••••••• L••	Mar 4, 2020	Jul 22, 2026

Relationships

Registered with (3)

→ L•• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 1, 2004 to Apr 9, 2025factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2012 to Mar 4, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fea93fd9-6813-28af-2572-95e0612591e9
First observed: Sep 1, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.