DFX Intelligence

S••••• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

S••••• C•••••• M••••••••• L•••

CRD 294459

GREENWICH, CT

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Search this name across graphs

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 23
On other graphs: 3
Observed: Mar 28, 2018 to Apr 27, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••••• C•••••• M••••••••• L•••

Venture manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

S••••• C•••••• M••••••••• L•••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Private Equityidentity

S••••• C•••••• M••••••••• L•••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $3.7B••• Locked
Discretionary RAUM: $3.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• C•••••• M••••• F•••• L•••	Hedge Fund	$3.0B	Apr 27, 2026	566	Nov 6, 2018	reported	021-321873
S••••• P•••••• E••••• F••• I••• L•••	Private Equity Fund	$309M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• M••••••• A••••••	CHIEF FINANCIAL OFFICER	Na	yes	05/2021	Mar 7, 2022	Jul 3, 2024
D••••• C••••••• A•••••	Member	D	yes	09/2018	May 19, 2020	Jul 3, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• C••••••• L••	n/a	n/a	n/a	N	yes	n/a
S••••• C••••• G• I• L••	n/a	n/a	n/a	N	yes	n/a
S••••• P•••••• E••••• G• I• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.7B	$2.3B	56.9%	$1.5B	35.5%	23	20	0	0

Relationships

Advises (14)

→ S••••• B• S••• L••Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ S••• B•••••• A•• L•Private fundPrivate Equity Fund, IA
Apr 27, 2026 to presentfactForm ADV
→ S••••• P•••••• E••••• F••• I• L•••Private fundPrivate Equity Fund, IA
Nov 6, 2018 to presentfactForm ADV
→ S••••• P•••••• E••••• F••• I•• L•••

Dated events

Occurred
Apr 27, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$1.8B
Occurred
Apr 27, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$73.0M
Occurred
Apr 27, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$155M
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 28, 2018
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••• B•••••• I• L••	Private Equity Fund	$2.5M	Apr 27, 2026	12	Apr 27, 2026	reported	n/a
S••• B•••••• L••	Private Equity Fund	$2.2M	Apr 27, 2026	12	Apr 27, 2026	reported	n/a
S••••• B• S••• L••	Private Equity Fund	$912,874	Apr 27, 2026	32	Mar 30, 2020	reported	021-340613
S••••• B• S••• L••	Private Equity Fund	$94,051	Mar 15, 2023	29	Mar 25, 2021	dropped	021-340613