DFX Intelligence

R•••••• D•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst39 years in industry

R•••••• D•••• S••••••••

Advisor at F•••• P••••••• W•••••• L••

Boca Raton, FL | Park City, UT

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Search this name across graphsid dfx:ria:feb94c34-592a-174f-f22b-722cde786b2a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jul 20, 1995 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•••••• D•••• S••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 2, 2019	n/a	yes	Park City, UT\|Boca Raton, FL	Current employment
S• S•••••	Former SEC adviser	Aug 21, 2015	Mar 29, 2016	no	BOCA RATON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• G••••• A•••• M••••••••• L••	S• S•••••	May 31, 2019	Aug 21, 2015	-1,379	Firm change after gap	Other
S• S•••••	F•••• P••••••• W•••••• L••	Mar 29, 2016	Jul 2, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
107522:165199:FL:2019-05-31	May 31, 2019	Aug 21, 2015	BOCA RATON, FL	Firm change after gap
165199:159289:FL:2016-03-29	Mar 29, 2016	Jul 2, 2019	BOCA RATON, FL	Firm change after gap

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 2, 2019 to presentfactForm ADV
→ S•••••••• G••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 20, 1995 to May 31, 2019factForm ADV
→ S• S•••••Registered adviserregistration: previous registration
Aug 21, 2015 to Mar 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:feb94c34-592a-174f-f22b-722cde786b2a
First observed: Jul 20, 1995
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.