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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Alexia L Ball

Advisor at J.P. MORGAN SECURITIES LLC

Huntsville, AL | Madison, AL

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Search this name across graphsid dfx:ria:febeb34b-3e20-123e-25f1-e2aedd0d9dfb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 3, 2000
First registration: Nov 15, 2005
Dual registered: yes, broker-dealer
Other names: Alexia L Ball|Alexia Ball|Alexia Lea Ball
IAPD individual key: 4162008

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 22, 2024	n/a	yes	Madison, AL\|Huntsville, AL	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 24, 2021	Feb 14, 2024	no	Hunstville, AL\|HUNTSVILLE, AL\|HUNTSVILLE, AL\|MADISON, AL\|HUNTSVILLE, AL\|HUNTSVILLE, AL	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 3, 2018	Dec 3, 2021	no	Huntsville, AL	Previous registration
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	Nov 29, 2018	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Nov 15, 2005	Dec 15, 2015	no	FORT WORTH, TX\|FORT WORTH, TX\|FORT WORTH, TX\|FORT WORTH, TX\|Huntsville, AL\|TYRONE, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	J.P. MORGAN SECURITIES LLC	Feb 14, 2024	Feb 22, 2024	8	Firm change	Ibd to wirehouse
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PNC WEALTH MANAGEMENT	Dec 3, 2021	Nov 24, 2021	-9	Firm change	Ibd to ibd
FIRST COMMAND ADVISORY SERVICES	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 29, 2018	Dec 3, 2018	4	Firm change	Ibd to ibd
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND ADVISORY SERVICES	Dec 15, 2015	Dec 15, 2015	0	Bulk transfer	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Feb 22, 2024 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 24, 2021 to Feb 14, 2024factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Dec 3, 2018 to Dec 3, 2021factForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to Nov 29, 2018factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Nov 15, 2005 to Dec 15, 2015factForm ADV

Dated events

Occurred
Feb 14, 2024
Advisor changed firm
Alexia L Ball left Pnc Wealth Management for J.P. Morgan Securities Llc (registered 2024-02-22)
Form ADVobserved 3 days ago