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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

GRAND ALLIANCE ASSET MANAGEMENT LTD.

CRD 307801

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fed5dfdf-34da-81f0-d7fb-45f5c467ae53

Data as of Sep 25, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Jun 9, 2021 to Sep 25, 2025
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.78 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.8BItem 5.F on the latest filing (2025-09-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 44
Advisory employees: 27
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Individual clients: 0
High net worth clients: 0
Private funds: 2Schedule D 7.B(1)
SEC number: 801-121719
CIK: 1986124
CRD: 307801
Filings on the tape: 9
First filed: Jun 9, 2021
Latest filed: Sep 25, 2025
Organised: Corporation
Website: gaamhk.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SINO VISION	Hedge Fund	$729M	Sep 9, 2024	217	Aug 21, 2017	reported	021-269992
GRAND ALLIANCE CHINA FUND	Hedge Fund	$14.4M	Sep 21, 2020	31	May 6, 2020	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRAND ALLIANCE ASIA LTD.	Shareholder	E	yes	09/2017	Jun 9, 2021	Sep 9, 2024
Lin, Yuxiu	Director	C	yes	09/2017	Jun 9, 2021	Sep 9, 2024
Lin, Yuxiu	CHIEF COMPLIANCE OFFICER	Na	yes	08/1999	Jun 9, 2021	Sep 9, 2024
Lo, Hoi Chi	CHIEF FINANCIAL OFFICER	Na	yes	07/2006	Jun 9, 2021	Sep 9, 2024
Mok, Wai Yin Denise	CHIEF RISK OFFICER	Na	yes	04/2016	Jun 9, 2021	Sep 9, 2024
Tong, Francis Ho Yuen	Director	F	yes	07/2023	Aug 22, 2023	Sep 9, 2024
Tong, Francis Ho Yuen	Director	Na	yes	07/2023	Aug 22, 2023	Sep 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Sep 9, 2024	$2.2B	$2.2B	42	27	1	$729M
2023	Aug 22, 2023	$1.7B	$1.7B	40	22	1	$689M
2022	Sep 14, 2022	$1.6B	$1.6B	40	22	1	$768M
2021	Sep 26, 2021	$1.3B	$933M	36	22	1	$914M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.8B	$1.7B	7.9%	$1.3B	10.6%	44	40	0	0

Relationships

Advises (2)

→ SINO VISIONPrivate fundHedge Fund, IA
Aug 21, 2017 to presentfactForm ADV
→ GRAND ALLIANCE CHINA FUNDPrivate fundHedge Fund, ERA, no longer reported
May 6, 2020 to Sep 21, 2020factForm ADV

Controls (5)

← Mok, Wai Yin DeniseOwnerCHIEF RISK OFFICER, ownership code NA, individual
Jun 9, 2021 to Sep 9, 2024factForm ADV
← Lo, Hoi ChiOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 9, 2021 to Sep 9, 2024factForm ADV
← Lin, YuxiuOwnerDIRECTOR, ownership code C, individual
Jun 9, 2021 to Sep 9, 2024factForm ADV
← Tong, Francis Ho YuenOwnerDIRECTOR, ownership code F, individual
Aug 22, 2023 to Sep 9, 2024factForm ADV
← GRAND ALLIANCE ASIA LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Jun 9, 2021 to Sep 9, 2024factForm ADV

Dated events

Occurred
Sep 9, 2024
Regulatory AUM changed
Grand Alliance Asset Management Ltd. reported RAUM $2.2B, up 32% from $1.7B (2023-08-28 to 2024-09-09)
Form ADVobserved 4 days ago
$541M
Occurred
Aug 22, 2023
Control person joined
Francis Ho Yuen Tong (Director) appeared on Schedule A of Grand Alliance Asset Management Ltd.
Form ADVobserved 4 days ago
Occurred
Aug 22, 2023
Control person left
Zhizi You (Director) no longer on Schedule A of Grand Alliance Asset Management Ltd. (listed 2023-03-30, absent 2023-08-22)
Form ADVobserved 4 days ago
Occurred
Jun 9, 2021
First Form ADV filing
Grand Alliance Asset Management Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fed5dfdf-34da-81f0-d7fb-45f5c467ae53
First observed: Jun 9, 2021
Last observed: Sep 25, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GRAND ALLIANCE ASSET MANAGEMENT LTD.

CRD 307801

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fed5dfdf-34da-81f0-d7fb-45f5c467ae53

Data as of Sep 25, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SINO VISION

Hedge Fund

$729M

Sep 9, 2024

217

Aug 21, 2017

reported

021-269992

GRAND ALLIANCE CHINA FUND

Hedge Fund

$14.4M

Sep 21, 2020

May 6, 2020

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRAND ALLIANCE ASIA LTD.

Shareholder

yes

09/2017

Jun 9, 2021

Sep 9, 2024

Lin, Yuxiu

Director

yes

09/2017

Jun 9, 2021

Sep 9, 2024

Lin, Yuxiu

CHIEF COMPLIANCE OFFICER

yes

08/1999

Jun 9, 2021

Sep 9, 2024

Lo, Hoi Chi

CHIEF FINANCIAL OFFICER

yes

07/2006

Jun 9, 2021

Sep 9, 2024

Mok, Wai Yin Denise

CHIEF RISK OFFICER

yes

04/2016

Jun 9, 2021

Sep 9, 2024

Tong, Francis Ho Yuen

Director

yes

07/2023

Aug 22, 2023

Sep 9, 2024

Tong, Francis Ho Yuen

Director

yes

07/2023

Aug 22, 2023

Sep 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 9, 2024

$2.2B

$729M

2023

Aug 22, 2023

$1.7B

$689M

2022

Sep 14, 2022

$1.6B

$768M

2021

Sep 26, 2021

$1.3B

$933M

$914M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.8B

$1.7B

7.9%

$1.3B

10.6%