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Advisor at INVESTOR FAN
BURIEN, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INVESTOR FAN | Independent wealth | Jun 25, 2014 | n/a | yes | BURIEN, WA | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Mar 16, 2012 | Apr 8, 2014 | no | EL SEGUNDO, CA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Mar 13, 2012 | Apr 8, 2014 | no | EL SEGUNDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | INVESTOR FAN | Apr 8, 2014 | Jun 25, 2014 | 78 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | CETERA ADVISORS LLC | Apr 8, 2014 | Mar 16, 2012 | -753 | Channel change | Other |