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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Casey William Shaw

Advisor at U.S. BANCORP ADVISORS, LLC

Huber Heights, OH | Yellow Springs, OH | Fairborn, OH | Beavercreek, OH | Xenia, OH

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Search this name across graphsid dfx:ria:fee90ded-8d9f-a3c7-e59c-4f076d5d58d1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 15, 2017
First registration: Dec 18, 2017
Dual registered: yes, broker-dealer
Other names: Casey William Shaw|Casey W Shaw
IAPD individual key: 6862716

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Huber Heights, OH\|Fairborn, OH\|Beavercreek, OH\|Xenia, OH\|Yellow Springs, OH	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Mar 22, 2022	Feb 13, 2026	no	SAINT PAUL, MN\|Beavercreek, OH\|Cedarville, OH\|Huber Heights, OH\|Fairborn, OH\|Yellow Springs, OH\|Xenia, OH	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Dec 19, 2018	Apr 12, 2022	no	Columbus, OH	Previous registration
EDWARD JONES	National bd RIA	Dec 18, 2017	Aug 23, 2018	no	Xenia, OH\|Xenia, OH\|ST LOUIS, MO\|WEST CARROLLTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
STRATOS WEALTH PARTNERS, LTD	U.S. BANCORP INVESTMENTS, INC.	Apr 12, 2022	Mar 22, 2022	-21	Firm change	Ibd to ibd
EDWARD JONES	STRATOS WEALTH PARTNERS, LTD	Aug 23, 2018	Dec 19, 2018	118	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 22, 2022 to Feb 13, 2026factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Dec 19, 2018 to Apr 12, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 18, 2017 to Aug 23, 2018factForm ADV

Dated events

Occurred
Apr 12, 2022
Advisor changed firm
Casey William Shaw left Stratos Wealth Partners, Ltd for U.S. Bancorp Investments, Inc. (registered 2022-03-22)
Form ADVobserved 4 days ago