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CRD 121213
OKEECHOBEE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GARY LESTER STARK | n/a | OKEECHOBEE, FL | 24 | 38 | n/a | yes |
| BRYAN R STARK | n/a | OKEECHOBEE, FL | STANFIELD, NC | 18 | 39 | n/a | yes |
| SEAN EDWARD KILMARTIN | n/a | CHARLOTTE, NC | OKEECHOBEE, FL | 11 | 39 | n/a | yes |
| JAMES RICHARD SCHARFF | n/a | Charlotte, NC | OKEECHOBEE, FL | 4 | 27 | 1 | yes |
| NOAH MANCINI BROWN | n/a | OKEECHOBEE, FL | Decatur, GA | 3 | 14 | n/a | yes |
| RYAN EDWARD KILMARTIN | n/a | OKEECHOBEE, FL | CHARLOTTE, NC | 3 | 14 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| STARK, GARY, LESTER | PRESIDENT/CEO | E | yes | 12/2001 | Feb 6, 2018 | Sep 26, 2022 |
| ADLER, ELLEN, RUTH | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | Na | no | 12/2020 | Feb 6, 2018 | Sep 26, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Dec 26, 2021 | $42.4M | $42.4M | 7 | 5 | 0 | n/a | n/a |
| 2020 | Nov 8, 2020 | $33.3M | $33.3M | 6 | 6 | 0 | n/a | n/a |
| 2019 | Nov 13, 2019 | $28.9M | $28.9M | 6 | 6 | 1 | n/a | n/a |
| 2018 | Nov 27, 2018 | $125M | $125M | 4 | 4 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $55.4M | $33.3M | 66.2% | $125M | -23.7% | 7 | 6 | 0 | 0 |