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Advisor at CETERA INVESTMENT ADVISERS LLC
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | PITTSBURGH, PA | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jan 15, 2014 | Dec 22, 2020 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | CETERA INVESTMENT ADVISERS LLC | Dec 22, 2020 | Mar 21, 2024 | 1,185 | Firm change after gap | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133763:105644:PA:2020-12-22 | Dec 22, 2020 | Mar 21, 2024 | PITTSBURGH, PA | Firm change after gap |