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P••••• A••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

P••••• A••••• M•••••••

Advisor at C••••• C•••••• A•••••••• L••

TULSA, OK

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Search this name across graphsid dfx:ria:ff07a818-5cbb-9a88-379e-8a17d6d08f2b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• C•••••• A•••••••• L••	Independent wealth	Jan 8, 2014	n/a	yes	TULSA, OK	Current employment
S••••• M•••••••••	Independent wealth	Sep 27, 2012	Jan 30, 2014	no	NORTH LITTLE ROCK, AR

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	C••••• C•••••• A•••••••• L••	Jan 30, 2014	Jan 8, 2014	-22	Firm change	Other
A•••••• A••••••• S•••••••	S••••• M•••••••••	Oct 1, 2012

Relationships

Registered with (5)

→ C••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 8, 2014 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Sep 27, 2012 to Jan 30, 2014factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Apr 1, 2011 to Oct 1, 2012factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff07a818-5cbb-9a88-379e-8a17d6d08f2b
First observed: May 12, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.