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Advisor at KAIZEN FINANCIAL STRATEGIES, LLC
PLEASANTON, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KAIZEN FINANCIAL STRATEGIES, LLC | Independent wealth | Nov 2, 2018 | n/a | yes | PLEASANTON, CA | Current employment |
| WADDELL & REED | Former SEC adviser | Apr 27, 2006 | Nov 12, 2018 | no | SEATTLE, WA|CUPERTINO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | KAIZEN FINANCIAL STRATEGIES, LLC | Nov 12, 2018 | Nov 2, 2018 | -10 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 866:298248:CA:2018-11-12 | Nov 12, 2018 | Nov 2, 2018 | CUPERTINO, CA | Firm change |