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RIA / WealthAdvisorCertified Financial Planner43 years in industry

PATRICIA E HOWE

Advisor at HOWE FINANCIAL ADVISORY, LLC

SEATTLE, WA

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Search this name across graphsid dfx:ria:ff147cef-3aba-5b6f-3241-881214d2f163

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HOWE FINANCIAL ADVISORY, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jul 28, 1983
First registration: Feb 9, 2004
Dual registered: no
Other names: TRISH HOWE|PATRICIA ANN HOWE|PATRICIA ANN EMERSON|PATRICIA EMERSON HOWE|PATRICIA EMERSON HOWE
IAPD individual key: 1163095

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HOWE FINANCIAL ADVISORY, LLC	State registered	Feb 8, 2013	n/a	yes	SEATTLE, WA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 18, 2012	no	Seattle, WA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Nov 21, 2008	Jun 1, 2009	no	SEATTLE, WA	Previous registration
PATRICIA E. HOWE, REGISTERED INVESTMENT ADVISOR, LLC	n/a	Oct 23, 2006	Oct 31, 2008	no	SEATTLE, WA	Previous registration
LESA SROUFE & COMPANY, INC.	Independent wealth	Feb 9, 2004	Jul 7, 2006	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	HOWE FINANCIAL ADVISORY, LLC	Oct 18, 2012	Feb 8, 2013	113	Firm change	Wirehouse to state RIA
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
PATRICIA E. HOWE, REGISTERED INVESTMENT ADVISOR, LLC	MORGAN STANLEY & CO. LLC	Oct 31, 2008	Nov 21, 2008	21	Firm change	Other
LESA SROUFE & COMPANY, INC.	PATRICIA E. HOWE, REGISTERED INVESTMENT ADVISOR, LLC	Jul 7, 2006	Oct 23, 2006	108	Firm change	Other

Relationships

Registered with (5)

→ HOWE FINANCIAL ADVISORY, LLCRegistered adviserregistration: current employment
Feb 8, 2013 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 18, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Nov 21, 2008 to Jun 1, 2009factForm ADV
→ PATRICIA E. HOWE, REGISTERED INVESTMENT ADVISOR, LLCRegistered adviserregistration: previous registration
Oct 23, 2006 to Oct 31, 2008factForm ADV
→ LESA SROUFE & COMPANY, INC.Registered adviserregistration: previous registration
Feb 9, 2004 to Jul 7, 2006factForm ADV

Dated events

No dated event names this entity yet.