DFX Intelligence

P•••• A••••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

P•••• A••••••• F••••

Advisor at 3••••• I••••••••• P••••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:ff180d10-2e1c-7605-4dd9-eba64170a176

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 3••••• I••••••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 20, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
3••••• I••••••••• P••••••• L••	Independent wealth	Aug 2, 2024	n/a	yes	RICHMOND, VA	Current employment
L•••• A••••• • C•• L••	Asset manager	Jun 3, 2015	Sep 23, 2020	no	JERSEY CITY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• A••••• • C•• L••	3••••• I••••••••• P••••••• L••	Sep 23, 2020	Aug 2, 2024	1,409	Firm change after gap	Other

Relationships

Registered with (2)

→ 3••••• I••••••••• P••••••• L••Registered adviserregistration: current employment
Aug 2, 2024 to presentfactForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
Jun 3, 2015 to Sep 23, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff180d10-2e1c-7605-4dd9-eba64170a176
First observed: Jun 3, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.